The Financial Industry Regulatory Authority (“FINRA”) shows through BrokerCheck that investors filed disputes about securities broker Ronald James Radner (CRD#: 5834701, Delray Beach, Florida). Allegations include investor losses caused by unsuitable investment transactions. Here’s more information on these disputes about the securities broker, who worked for Edward Jones from September 2011 to April 2019 in both financial advisor and securities broker capacities before joining Raymond James Financial Services.
A client of Edward Jones contested Ronald Radner’s sales practices in a May 2020 FINRA Arbitration Claim. Specifically, the client claimed that Radner breached a fiduciary duty and violated industry rules. This dispute reportedly concerns an annuity surrender and additional investments made by the client. Supposedly, the broker also made unsuitable recommendations regarding annuities and mutual funds. The securities broker is additionally accused of negligence and of breach of contract. Moreover, the client accused Edward Jones of negligent supervision and for failing to protect the client’s asset portfolio. Because of this, the client demanded $475,000 in damages in this ongoing matter.
Also, a client of Edward Jones took aim at Ronald Radner’s trading practices in a December 2018 dispute. Mainly, the client contends that Radner made an unsuitable mutual fund purchase which caused damages to the client. Basically, suitability concerns a client’s risk tolerance, investment objectives and other information affecting the appropriateness of investments. In this case, the client asked for $60,000 to resolve the matter. However, Edward Jones denied the claim.
Did you experience losses because of broker Ronald Radner? If so, call Soreide Law Group at (888) 760-6552 and speak with an experienced securities lawyer about a possible recovery of your losses. Soreide Law Group represents its clients on a contingency fee basis and advances all costs. The firm has recovered millions of dollars for investors who incurred losses because of their financial advisors and securities brokers. Keep in mind that Radner denies all allegations of his sales practice violations.
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