Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
Investors potentially experienced sales practice violations by securities broker Ronald Warren Wingerter [CRD: 4184143, Lady Lake, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ronald Wingerter worked for Arkadios Capital from December 19, 2017, to July 29, 2022. Continue reading to learn more about the disclosures reported on his record.
Evidently, a Calton Associates Inc. client filed FINRA Arbitration No. 25-02188 about Ronald Wingerter. Primarily, the client alleged that Wingerter breached his fiduciary duty and was negligent, including making unsuitable recommendations. Because of this, the client allegedly sustained damages involving real estate securities. Consequently, on December 10, 2025, Calton Associates Inc. settled this matter by paying the client $27,000 in damages.
Specifically, an Arkadios Capital client filed FINRA Arbitration No. 21-00916 about Ronald Wingerter. Mainly, the client alleged that Wingerter made unsuitable recommendations. For this reason, the client allegedly experienced damages connected to private placements. Therefore, on January 20, 2022, Arkadios Capital settled this matter by paying the client $50,000 in damages.
Also, a Calton Associates Inc. and Arkadios Capital client filed FINRA Arbitration No. 20-04067 about Ronald Wingerter. Primarily, the client alleged that Wingerter breached his fiduciary duty and was negligent. Because of this, the client allegedly incurred damages relating to business development companies and real estate securities. As a result, on July 25, 2022, Calton Associates Inc. Arkadios Capital settled this matter by paying the client $55,000 in damages.
Do you have concerns or questions regarding investments you made with Ronald Wingerter? Contact Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Wingerter and brokerage firms Wingerter worked for deny accusations of sales practice violations.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
A customer dispute that settled for $80,000 on July 16, 2026 is the newest entry on the BrokerCheck report of Stephen Kerutis (CRD 2345517). The clients in that matter alleged unsuitable recommendations, and Truist Investment Services is the firm on the disclosure.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
Phone:
Fax: 1-954-760-6553
Email: [email protected]