Investors might have sustained losses due to securities broker Ronald Norman York Jr. [CRD: 4308987, Wall, New Jersey], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. York worked for Triad Advisors LLC from March 21, 2014, to April 30, 2019, and he has been registered with Arkadios Capital and Arkadios Wealth Advisors since April 30, 2019. Keep reading to find out more about York’s disclosures.
Notably, on October 28, 2025, an Arkadios Capital client filed FINRA Arbitration No. 25-02310 about Ronald York. Mainly, the client alleged that York made unsuitable recommendations involving a DST (private placement), including an allegedly unsuitable purchase dated February 1, 2022. Because of this, the client allegedly incurred damages involving a DST (private placement). As a result, the client requested damages in compensation from Arkadios Capital or York. It appears that this arbitration is ongoing.
Specifically, a client of Triad Advisors LLC contested Ronald York’s sales practices by filing FINRA Arbitration No. 20-03300. Allegedly, York made unsuitable recommendations. It appears that York caused the client to incur damages connected to direct investments including GPB Holdings. Consequently, Triad Advisors LLC opted to settle the matter on November 19, 2021, by compensating the client in the amount of $39,500.
Do you have concerns or questions regarding investments you made with Ronald York? Get in touch with Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients located throughout the country. Also, the firm represents investors on a contingency fee basis and advances all costs. York and brokerage firms York worked for deny allegations of sales practice violations.
Summit Brokerage and Independent Financial Group each appear on a pending customer claim naming Gilbert Conrad (CRD 2746778). Both claims are unproven allegations. His BrokerCheck report also lists settled disputes at Arkadios Capital and Independent Financial Group.
On August 6, 2026, a customer filed a $400,000 FINRA arbitration naming Chad McQuade (CRD 5436281) and Northwestern Mutual. The claim involves outside, third-party real estate investments. It is pending, and McQuade disputes it in a written response.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
Phone:
Fax: 1-954-760-6553
Email: [email protected]