Investors might have sustained losses because of securities broker Virginia Kimiye Panjvani (also known as Virginia Kimiye Kuwahara) [CRD: 833818, San Diego, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Panjvani worked for Stifel, Nicolaus & Company, Incorporated from September 5, 2018, to the present. See the following information to find out […]

Investors supposedly complained about securities broker Jeremy Matthew Benson [CRD: 6249020, San Antonio, Texas], based on publicly available information reported on FINRA BrokerCheck. Jeremy Benson worked for NYLIFE Securities LLC from April 23, 2014, to February 29, 2024. Read on to learn more about the disclosures involving Benson, including investor allegations and the circumstances surrounding […]

One or more investors potentially experienced sales practice violations due to securities broker Harrison Chi Chang [CRD: 4183646, Pasadena, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Harrison Chang worked for Western International Securities Inc. from December 2, 2017, to July 3, 2024. Investors should continue reading to find out more the […]

Investors may have incurred losses because of securities broker Donna Patrice Bromfield-Day [CRD: 5480459, Manor, Texas], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Donna Bromfield-Day has worked with Wells Fargo Clearing Services LLC and Wells Fargo Advisors since December 1, 2014, operating out of offices in Fort Worth, Texas, and Austin, Texas. […]

Investors might have sustained losses due to securities broker Benjamin Melvin Schick [CRD: 4897243, Lake Mary, Florida], according to publicly available information reported on FINRA BrokerCheck. Schick has worked with Cobalt Capital Inc. since December 6, 2005, where he continues to work today. Read on to learn more about a pending investor dispute and the […]

Investors might have sustained losses because of securities broker Brendan Riley Cefalu [CRD: 6492130, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cefalu has worked with Morgan Stanley since July 11, 2022, as a broker and since December 24, 2022, as an investment adviser. See the following information to […]

One or more investors apparently complained about securities broker Michael Lee Chauvenet (also known as Mike Chauvenet) [CRD: 1229930, Frisco, Texas], based on publicly available information reported on FINRA BrokerCheck. Michael Chauvenet has worked with Centaurus Financial Inc. since April 25, 2011. Keep reading to learn more about the allegations investors have raised against this […]

Investors may have incurred losses due to securities broker James Anthony Landeros (also known as James Landeros) [CRD: 6447130, Santa Barbara, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Landeros has worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated since April 10, 2019, in a broker capacity, and since June 25, […]

Investors potentially experienced sales practice violations because of securities broker Colleen Alice Maron [CRD: 2211633, Albany, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Colleen Maron worked for Purshe Kaplan Sterling Investments from October 27, 2016 to December 31, 2023. Below, individuals can understand more about the client dispute disclosures involving […]