JONATHAN GABRIEL GAZDAK (JONATHAN G GAZDAK, JOHNATHAN GAZDAK) is currently a broker with ALEXANDER CAPITAL, L.P. of Red Bank, NJ since 5/13/2014. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JONATHAN G GAZDAK has been in the securities industry for 14 years and has been listed with 4 firms.  Gazdak has 2 […]

Investors potentially experienced sales practice violations because of securities broker Scott Christopher Grove [CRD: 2813738, Newport Beach, California], based on disclosures on FINRA BrokerCheck. Evidently, Grove has been affiliated with MML Investors Services LLC since January 4, 2002, in his capacity as a broker, and since March 16, 2021, in his capacity as an investment […]

Investors potentially experienced sales practice violations due to securities broker Brett Aubrey Vetensky (also known as Brett Aubry Vetensky) [CRD: 4143000, Garden City, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Brett Vetensky worked for Wells Fargo Clearing Services LLC from December 4, 2009, to June 11, 2019. […]

Investors potentially experienced sales practice violations because of securities broker Richard Kevin Kubiak [CRD: 2856073, Clarence Center, New York], based on disclosures through FINRA’s BrokerCheck. Kubiak has been registered with Ameriprise Financial Services LLC at its Cheektowaga, New York location since February 24, 1997, and at the firm’s Clarence Center, New York location since June […]

One or more investors apparently complained about securities broker Roxane Lillian Rose (also known as Roxane Rose, Roxanne Lillian Welz) [CRD: 2722816, Santa Fe, New Mexico], based on disclosures on FINRA BrokerCheck. Evidently, Roxane Rose has been registered with Merrill Lynch Pierce Fenner Smith Incorporated from September 22, 1999, to the present. Below, you can […]

THOMAS A VIGIL, according to FINRA’s BrokerCheck, has been in the securities industry for 23 years and was listed with 9 firms.  FINRA has suspended THOMAS A VIGIL from acting as a broker for 12 months with a starting date of 5/5/2025 and an ending date of 5/4/2026.  Vigil was also fined $10,000.00 and ordered […]

AISHKA O LUGO (AISHICA O HUGO, AISHICA O LUGO) is currently registered both as a broker and financial advisor with UBS FINANCIAL SERVICES INC. of Tampa, Florida, since 10/16/2006.  According to FINRA’s BrokerCheck, available to the public on FINRA’s website, AISHKA O LUGO has been in the securities industry for 23 years and has 22 […]

If you’ve put money into Lodging Fund REIT III—or are considering it—you deserve to know the full picture. This real estate investment trust (REIT), focused on the hospitality sector, has recently come under scrutiny for financial and regulatory issues. Here’s a breakdown of the situation. Executive Trouble In 2023, a high-level executive involved with the […]

If you’ve invested in American Strategic Investment Co. (formerly known as New York City REIT), there’s a good chance you’ve felt the sting of its poor performance. What was once sold as a promising investment in New York commercial real estate has become a financial headache for many. Here’s a breakdown of what’s been happening […]