Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
March 15, 2026
Darrell Delphen Connected To Independent Financial Group Investor’s Unsuitable Advice Dispute

Investors apparently complained about securities broker Darrell Dominic Delphen [CRD: 1603277, Dallas, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Delphen worked for Independent Financial Group LLC from May 18, 2012, to the present as a securities broker and from January 24, 2018, to the present as a financial advisor, […]

March 15, 2026
Richard Calabrese Faced Corinthian Partners Investor’s Breach Of Fiduciary Duty Dispute

Investors potentially incurred losses because of securities broker Richard Calabrese [CRD: 1549013, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Calabrese has worked for Corinthian Partners LLC in New York, New York, since July 2, 1996. See the following information to discover more about disclosures involving this securities broker. […]

March 14, 2026
Inspired Senior Living Of Carson Valley DST Losses?

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors concerning Inspired Senior Living of Carson Valley DST. Particularly, Inspired Senior Living of Carson Valley DST is a private placement real estate offering structured as a Delaware Statutory Trust (DST), and it is significant because it was […]

March 14, 2026
Judith Dolle Involved In LPL Financial Corporation Investor Dispute About Unsuitable Advice

Investors might have sustained losses due to securities broker Judith Ann Dolle (also known as Judith Ann Davidson, Judith Ann Levy, Judith Ann Metzger, and Judith Ann Williams) [CRD: 826135, Rancho Mirage, California], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Judith Dolle worked for LPL Financial LLC from November 22, […]

March 14, 2026
Stephen Melz Linked To Merrill Lynch Investor Dispute About Misrepresentation

Investors potentially experienced sales practice violations by securities broker Stephen Peter Melz [CRD: 1932994, West Newbury, Massachusetts], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Melz has been registered with Merrill Lynch since June 8, 2012. Investors are encouraged to continue reading to learn more about Melz’s disclosures. Merrill Lynch Investor Accused Melz […]

March 14, 2026
Aaron Davis Connected To Edward Jones Investor Dispute About Mishandled Stock

Investors apparently complained about securities broker Aaron Joel Davis [CRD: 4746025, Frisco, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Davis worked for Edward Jones beginning on March 9, 2004, as a securities broker and beginning on March 5, 2007, as a financial advisor. Read on to discover more about […]

March 13, 2026
Inspired Senior Living Of Augusta DST Investor Alert

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors in regard to Inspired Senior Living of Augusta DST. Specifically, Inspired Senior Living of Augusta DST is a Delaware Statutory Trust (DST) offering that was marketed primarily to 1031 exchange investors seeking passive income and potential tax-deferral […]

March 13, 2026
Kenneth Goldhoff Faced UBS Financial Services Investor’s Unauthorized Trading Dispute

Investors have reportedly disputed the sales practices of securities broker Kenneth Louis Goldhoff [CRD: 1186205, Tucson, Arizona], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kenneth Goldhoff has been registered with UBS Financial Services Inc. since February 9, 2007. See the following information to find out more about Goldhoff’s disclosure history. […]

March 13, 2026
Earl Newsome Linked To Next Financial Group Investor’s Unsuitable Recommendations Dispute

Investors potentially incurred losses because of securities broker Earl Eugene Newsome [CRD: 2436856, Spring, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Newsome worked for Next Financial Group Inc. from November 20, 2007, to July 10, 2025, and has been registered with LPL Financial LLC since July 10, 2025. Investors […]

1 13 14 15 16 17 674
Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved