Investors potentially incurred losses because of securities broker John Paul Ledesma (also known as JP Ledesma) [CRD: 2379751, Irvine, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ledesma has been registered with Emerson Equity LLC since May 6, 2021, and previously worked for Sutter Capital Partners LLC from March 26, […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors. Inspired Senior Living of North Haven DST is a Delaware Statutory Trust (DST) private placement offering structured as an equity investment under Regulation D, often marketed as a passive real estate opportunity and in some cases as […]

ANDREW JOSEPH EGBER (ANDREW J EGBER, ANDY EGBER) was permanently barred by FINRA on 4/26/2024 from acting as a broker or otherwise associating with a broker/dealer firm. Without admitting or denying FINRA’s findings, ANDREW J EGBER consented to the sanction and to the entry of findings that he allegedly refused to produce information and documents […]

Investors might have sustained losses due to securities broker Thomas Christophe Prentice [CRD: 874774, Rancho Mirage, California], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Thomas Prentice has been registered with RBC Capital Markets LLC since January 6, 2016. Keep reading to find out more about Thomas Prentice’s disclosures. RBC Capital […]

Investors potentially experienced sales practice violations by securities broker Erick George Revelle (also known as Erick Kuebler) [CRD: 2319437, Dallas, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Erick Kuebler has been registered with Sanders Morris LLC as a securities broker since November 22, 2016, and as a financial advisor since December […]

Investors apparently complained about securities broker Michael Montalvo [CRD: 4549103, Orlando, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Montalvo worked for Cetera Investment Services LLC from March 25, 2019, to April 6, 2020, and Raymond James Associates Inc. from April 6, 2020, to June 23, 2025. Read on to learn […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors concerning Inspired Senior Living of Mequon DST. Specifically, Inspired Senior Living of Mequon DST is a Delaware Statutory Trust (DST) real estate offering structured to sell beneficial interests to investors, often in connection with 1031 exchanges. There […]

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: EMERSON EQUITY LLC, and their former registered representative, EHUD GERSTEN (Respondents). The Claimants owned property for many years that had been used as farmland.  The Claimants eventually sold the property with hopes of passing on the proceeds to future generations. […]

Investors have reportedly disputed the sales practices of securities broker Mitchell Jay Stillman [CRD: 1015970, Scottsdale, Arizona], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mitchell Stillman worked for Wells Fargo Clearing Services LLC beginning on September 4, 1990, and also worked for Wells Fargo Advisors beginning on August 1, 2005. […]