Investors potentially experienced sales practice violations by securities broker Christopher J. Braccia (also known as Chris Braccia) [CRD: 3273855, Ridgefield, Connecticut], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Braccia has worked with Cetera Advisors LLC since September 8, 2022, and Cetera Investment Advisers LLC since November 12, 2020; previously, he was registered […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors concerning Inspired Senior Living of Arlington Heights DST. Particularly, Inspired Senior Living of Arlington Heights DST is a private placement offering of beneficial interests in a Delaware Statutory Trust that was marketed to accredited investors, including individuals […]

Investors apparently complained about securities broker Anthony John Robert Pucci (also known as Tony Pucci) [CRD: 6120523, Houston, Texas], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pucci has been registered with Craft Capital Management LLC since August 5, 2018. Keep reading to find out more about Pucci’s disclosures. Aegis Capital […]

Investors might have sustained losses due to securities broker Sandeep Shrivastava [CRD: 5003823, Southlake, Texas], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Shrivastava has worked for TPEG Securities LLC since January 7, 2015. See the following information to discover more about Shrivastava’s disclosures. TPEG Securities LLC Investor Accused Shrivastava Of […]

Investors have reportedly disputed the sales practices of securities broker Dennis Bruce Lerner (also known as Denny Lerner) [CRD: 1007397, Big Rapids, Michigan], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lerner worked for Cambridge Investment Research Inc. from April 26, 2011, to December 3, 2021. Read on to learn more about Lerner’s […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to sales of Inspired Senior Living of San Marcos DST. This investment is a private-placement Delaware Statutory Trust formed to acquire and operate senior housing real estate and was offered to accredited investors seeking passive income […]

Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against: ARKADIOS CAPITAL and their former registered representative, EHUD GERSTEN (Respondents). The Claimant lives in Florida and was looking to invest proceeds from the sale of family property that was sold in 2023. The Claimant was looking for safe investments that […]

Investors potentially experienced sales practice violations by securities broker Stephen Giannantonio (also known as Steve Gannantaonio) [CRD: 2309181, New York, New York], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Giannantonio has been registered with Aegis Capital Corp. since June 17, 2013. Investors are encouraged to continue reading to find out […]

Investors apparently complained about securities broker Shawn Christian Everett [CRD: 4653270, Estero, Florida], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Everett worked for Cetera Advisor Networks LLC from August 1, 2014, to December 12, 2023, and Cetera Investment Advisers LLC from May 12, 2023, to December 12, 2023, and he […]