Investors reportedly may have incurred losses because of securities broker John Peter Micera [CRD: 1255342, Mendham, New Jersey], according to disclosures on FINRA BrokerCheck. According to the regulator, Micera has worked for RBC Capital Markets LLC at its Florham Park, New Jersey, location since March 9, 2002, and at its Mendham, New Jersey, location since […]

Investors potentially experienced losses due to securities broker John Hubert Chaney [CRD: 44529, Manchester, Missouri], according to disclosures on FINRA BrokerCheck. According to the regulator, John Chaney worked for Moloney Securities Co. Inc. from October 29, 2015, to December 31, 2023. Read on to learn more about the securities broker’s disclosures. Investor Alleged Unsuitable Advice […]

FINRA sanctioned securities broker John Alfred Dow Jr. [CRD: 2524415, Stillwater, Minnesota], according to disclosures on FINRA BrokerCheck. According to the regulator, John Dow worked for Morgan Stanley from August 1, 2012, to May 21, 2024. Here’s more about the disclosures concerning Dow. FINRA Barred Dow For Failure to Produce Documents Particularly, on January 6, […]

In a recent article in Agricultural Dive, they reported that Bowery Farming, Inc. is laying off 187 workers and reportedly closing operations. The indoor farming sector is struggling with financial setbacks and rising costs. The New York City-based company, according to Agricultural Dive, was once valued at $2.3 billion and backed by celebrities like Natalie Portman […]

On March 14, 2025, the Financial Industry Regulatory Authority (FINRA) barred MARTIN BARWIKOWSKI from acting as a broker or otherwise associating with a broker/dealer firm. MARTIN BARWIKOWSKI was listed with STIRLINGSHIRE INVESTMENTS of New York, New York from 12/06/2022 - 06/14/2024. According to the FINRA report, without admitting or denying FINRA’s findings, MARTIN BARWIKOWSKI consented […]

Investors reportedly may have incurred losses due to securities broker Edward Carchia Jr. (also known as Ed Carchia Jr. and Edward Karchia Jr.) [CRD: 1328905, Paramus, New Jersey], according to disclosures on FINRA BrokerCheck. According to the regulator, Edward Carchia worked for Morgan Stanley from June 1, 2009, to July 21, 2022. Here’s more about […]

Investors potentially experienced losses because of securities broker Deborah Sue Anderson (also known as Deborah Sue Beemer) [CRD: 1795405, San Diego, California], according to disclosures on FINRA BrokerCheck. According to the regulator, Anderson worked for LPL Financial LLC from June 5, 2020, to May 7, 2021, and for Centaurus Financial Inc. from April 17, 2006, […]

TORIAN D MITCHELL (TERRY MITCHELL, TORIAN DEVON MITCHELL, TORIAN MITCHELL), according to FINRA’s BrokerCheck, available to the public on FINRA’s website, was previously registered both as an investment advisor and as a broker.According to FINRA, TORIAN D MITCHELL was in the securities industry for 5 years and was listed with 4 firms.  The most recent […]

KURT EDWARD STAHL (KURT E STAHL, KURT STAHL) is currently a financial advisor with AE WEALTH MANAGEMENT, LLC of Lakewood Ranch, Florida.  He has been with this firm since 5/10/2017. Kurt Stahl was previously registered as a broker and financial advisor with BERTHEL FISHER & COMPANY FINANCIAL SERVICES INC of Sarasota, Florida, according to the […]