Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against: EMERSON EQUITY LLC, and their registered representative, JOSHUA DAVID CHAPIN (JOSHUA D CHAPIN) (Respondents). The Claimant is retired and living in Florida. On or about November of 2021, the Claimant sold an apartment building and was interested in spending less […]

Soreide Law Group is investigating potential investor claims involving the sale of Joint Powers Authorities (“JPA”) municipal bonds by securities brokers and financial advisors for possible sales practice violations. JPA municipal bonds are debt securities issued through public agency partnerships, often marketed as conservative, tax-advantaged investments for income-focused investors. However, there is growing adverse information […]

Investors apparently complained about securities broker David Andrew Ward [CRD: 5924877, Raleigh, North Carolina], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ward worked for Wells Fargo Clearing Services LLC from July 14, 2016, to June 20, 2024. See the following information to find out more about the disclosures involving this securities broker. […]

Investors potentially incurred losses because of securities broker Jeffrey Michael Warren (also known as Jeff Warren) [CRD: 5616071, Antioch, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Warren worked for Crown Capital Securities L.P. from February 7, 2013, to February 14, 2024, and has been registered with Vanderbilt Securities […]

Investors have reportedly disputed the sales practices of securities broker Joel T. Barjenbruch [CRD: 5295640, Omaha, Nebraska], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joel Barjenbruch worked for LPL Enterprise LLC from November 14, 2024, to the present, as well as Prudential Financial Planning Services from July 6, 2023, to […]

Soreide Law Group was contacted by an investor who experienced losses in Versity Investments DSTs (Delaware Statutory Trusts) allegedly due to the recommendation of former EMERSON EQUITY LLC of Menomonee Falls, Wisconsin, broker/investment advisor, JEFFREY DONALD NOARD (JEFFREY D NOARD). Before Emerson Equity, Noard was registered with CABOT LODGE SECURITIES LLC of Menomonee Falls, Wisconsin, […]

EDWARD L TURLEY (ED TURLEY, EDWARD LAWRENCE TURLEY) was barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm.  The last firm Turley was registered with was JP MORGAN SECURITIES LLC of San Francisco, California, from 04/23/2009 - 09/16/2021. EDWARD L TURLEY was previously registered both as a broker and […]

Soreide Law Group is investigating potential investor claims involving the sale of Inspired Senior Living of Winery Lane Development LLC, a private placement investment that has recently been associated with serious financial and operational concerns. This offering was tied to the development of a senior living facility and was marketed to investors seeking income and […]

Investors potentially experienced sales practice violations by securities broker Frank Phillip Hill [CRD: 2208115, Louisville, Kentucky], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hill worked for Kestra Investment Services LLC and Kestra Advisory Services LLC starting November 16, 2018, and was previously registered with MWM Advisory from April 30, 2014, to May […]