EDWARD T HILL (EDWARD HILL, ED HILL, EDWARD TERRAL HILL) has been registered both as an investment advisor and broker with LPL FINANCIAL LLC of West End, North Carolina since 3/1/2018. Hill was previously registered both as a broker and investment advisor with EDWARD JONES of West End, North Carolina from 2012-2018. According to FINRA’s […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Seth McKinney (CRD: 5832597, Houston, Texas). McKinney has a 12-year career in the securities industry, working with firms such as FHN Financial Securities Corp. (2017-2023) and Coastal Securities Inc. (2013-2017). Recent disclosures indicate that McKinney has been suspended by FINRA due to unauthorized participation […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Scott Willard Taubman (also known as Scott W. Taubman, Scott Taubman) [CRD: 4809824, Peoria, Arizona]. Taubman previously worked for several brokerage firms, including Ameriprise Financial Services LLC from 2017 to 2022. Recent disclosures raise concerns about Taubman’s conduct, including regulatory sanctions and a pending […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Ryan T. Murphy (CRD: 4332032, Savannah, Georgia). Murphy was registered with Truist Investment Services Inc. from February 2006 to May 2024. Recent regulatory actions have resulted in a permanent bar from the securities industry following allegations related to misconduct and failure to comply with […]

JASON PRICE LAMB has been registered as a broker with ARETE WEALTH MANAGEMENT, LLC of Nashville, Tennessee since 2/8/2021.  He was previously registered with CENTER STREET SECURITIES of Soquel, California, from 06/17/2009 - 12/01/2023. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JASON PRICE LAMB, has been in the securities industry for […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Robert Morgan Vance (CRD: 1887560, Sonora, California). Vance previously worked for Moloney Securities Co. Inc. from June 2016 to November 2023 and was registered with multiple other firms throughout his career. Recent disclosures indicate allegations against Vance, including suitability concerns, negligence, and regulatory actions […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Robert James McKee (also known as Bob McKee) (CRD# 1223331) of Michigan City, Indiana. McKee has been registered with LPL Financial LLC since July 30, 2019. Throughout his 40-year career, he has been associated with multiple firms, including SagePoint Financial Inc., Next Financial Group […]

KERRIE COE (KERRIE A COBB, KERRIE COBB, KERRIE A COE, KERRIE A LEMON) is currently registered as a broker with WELLS FARGO CLEARING SERVICES, LLC, and as an investment advisor with WELLS FARGO ADVISORS, both in Indianapolis, Indiana, since 9/17/2024. She was previously listed both as a broker and financial advisor with CETERA INVESTMENT ADVISERS […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Richard Mireles (CRD#: 5288651, San Diego, California). Mireles has worked for Independent Financial Group LLC since May 2010. Recent disclosures indicate that FINRA has sanctioned Mireles, suspending him from principal and supervisory roles due to failure to address excessive trading red flags raised by […]