Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
Investors apparently complained about securities broker Ryan David Finch [CRD: 6379871, Greenwood Village, Colorado], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Finch worked for Colorado Financial Service Corporation from September 1, 2017, to April 22, 2020, and he has been registered with Emerson Equity LLC since April 21, 2020. Keep reading to discover more about Finch’s disclosures.
Evidently, on November 10, 2025, an Emerson Equity LLC client filed FINRA Arbitration No. 25-02459 about Ryan Finch. Mainly, the client alleged that Finch was negligent, violated Regulation Best Interest, and breached his fiduciary duty. For this reason, the client allegedly experienced damages linked to real estate securities. As a result, the client requested $250,000 in compensation from Emerson Equity LLC or Finch. It appears that this arbitration is ongoing.
Specifically, a client of Emerson Equity LLC disputed Ryan Finch’s sales practices by filing FINRA Arbitration No. 25-02118 on October 7, 2025. Allegedly, Finch violated state securities laws, breached his fiduciary duty, breached a contract, and violated Regulation Best Interest. It appears that Finch caused the client to incur damages relating to real estate securities. Consequently, the client seeks compensation from Emerson Equity LLC or Finch in an amount between $500,000 and $1,000,000 in this ongoing matter.
Particularly, on July 8, 2025, an Emerson Equity LLC client filed FINRA Arbitration No. 25-01398 about Ryan Finch. Primarily, the client alleged that Finch violated federal securities laws, breached his fiduciary duty, and was negligent, involving trades placed in 2021. Because of this, the client allegedly incurred damages connected to real estate securities. Therefore, the client requested $542,000 in compensation from Emerson Equity LLC or Finch. It appears that this arbitration awaits a resolution.
Did you suffer any investment-related losses because of Ryan Finch? Get in touch with Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients located throughout the US. Also, the firm represents investors on a contingency fee basis and advances all costs. Finch and brokerage firms Finch worked for deny allegations of sales practice violations.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
A customer dispute that settled for $80,000 on July 16, 2026 is the newest entry on the BrokerCheck report of Stephen Kerutis (CRD 2345517). The clients in that matter alleged unsuitable recommendations, and Truist Investment Services is the firm on the disclosure.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
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