Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker David Paul Wilson Jr. (also known as David P. Wilson Jr., David Wilson) [CRD: 2298962, Haverford, Pennsylvania]. Wilson has accumulated 32 years of experience in the securities industry and has been associated with seven different firms during his career. As of December 2024, he […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker David Francis LaGrange (also known as David LaGrange) [CRD: 4200976, Winterset, Iowa]. LaGrange has been registered with Moloney Securities Co. Inc. since July 31, 2012, and has over 24 years of experience in the securities industry. Recent disclosures reveal concerns about LaGrange’s conduct, including […]

FINRA BrokerCheck reveals disclosures about securities broker Daryl Ray Calton (CRD# 1002304, Mesa, Arizona), previously registered with Calton Associates Inc. from 1991 to 2023. He also held positions at First Affiliated Securities Inc., Ambanc Securities Inc., and Buchanan Co. Inc. over his 42-year career. Recent disclosures raise concerns about allegations of unsuitable investment recommendations. Settled […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Darren Robert Grossman (CRD#: 5762586, Bala Cynwyd, Pennsylvania). Grossman has been registered with Centaurus Financial Inc. since March 21, 2017. Previously, he was associated with MSI Financial Services Inc. from January 2011 to March 2017. Recent disclosures reveal concerns about Grossman’s conduct, including allegations […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Charles Donald Lombardi Jr. (also known as Chad Lombardi.) [CRD: 2846847, New Haven, Connecticut]. Lombardi has been registered as a broker and investment adviser with Morgan Stanley since June 1, 2009. Recent disclosures reveal concerns regarding Lombardi’s conduct, including allegations of excessive trading and […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Brian Hayden Solomon (CRD: 1715160, Encinitas, California). Solomon has worked in the financial industry for 37 years and has been registered with Independent Financial Group LLC since 2005. Recent disclosures reveal concerns regarding Solomon’s conduct, including allegations related to the suitability of investments and […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Bradley Scot Frisk (also known as Bradley S. Frisk) [CRD: 5957389, Sacramento, California]. Evidently, Frisk has been registered with Raymond James Financial Services Inc. and Raymond James Financial Services Advisors Inc. since June 30, 2023. Notably, recent disclosures reveal concerns about Frisk’s conduct, including […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Billy James Aycock (CRD#: 4069907, Overland Park, Kansas). Aycock has worked in the securities industry for over 23 years, registering with 11 firms throughout his career. He is currently registered with Cabin Securities Inc. and Cabin Advisors LLC since December 13, 2023. Prior to […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Cara Michelle Miller (also known as Cara M. Miller, Cara Michelle Smith) [CRD#: 4521819, Rapid City, SD]. Miller previously worked as a broker at multiple firms, including ProEquities Inc. from May 2006 to September 2020. She is currently registered as an investment adviser with […]