Investors might have sustained losses due to securities broker Sally Ann Weger (also known as Sarah Ann Weger) [CRD: 2591057, Palm Beach Gardens, Florida], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Weger joined Morgan Stanley Smith Barney on September 16, 2011. Read on to uncover more about Weger’s client disputes […]

Investors may have incurred losses with securities broker Robert Gerald Lorente, also known as Bob Lorente [CRD: 1425180, Livonia, Michigan], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Robert Lorente was previously registered with Great Point Capital LLC. Here’s more about the allegations made against Lorente by clients. Lorente Accused Of Misrepresentation […]

Investors might have sustained losses due to securities broker Robert Lloyd Omohundro [CRD: 2415942, Atlanta, Georgia], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Omohundro has been registered with Alexander Capital L.P. in Atlanta, Georgia since May 1, 2020, and with Alexander Capital Wealth Management LLC at the same location since […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Richard W. Brown [CRD: 1595628, Fort Myers, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Brown worked for Summit Brokerage Services from May 2, 2003, to September 20, 2019. Continue reading to learn more […]

Investors might have sustained losses due to securities broker Richard Ray Miller (also known as Rick Miller) [CRD: 2529324, Shelton, Connecticut], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Richard Miller joined Ameriprise Financial Services LLC on September 21, 1994. Continue reading to learn more about Richard Miller's disclosures and the allegations […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Richard Lance Belline [CRD: 2432737, Rogers, Arkansas], based on the disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Belline worked for Equitable Advisors LLC from December 14, 1993, to October 18, 2023. Continue reading to learn […]

Investors might have sustained losses due to securities broker Philip Anthony Riposo [CRD: 400056, Cave Creek, Arizona], and FINRA has sanctioned him, according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Riposo was previously registered with United Planners' Financial Services of America A Limited Partner from December 7, 2015, to March 8, […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Paul Francis Trimber [CRD: 2765260, Alexandria, Virginia], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Trimber worked for Wells Fargo Clearing Services LLC from July 1, 2003, to February 29, 2024. Keep reading to […]

Investors might have sustained losses due to securities broker Norman Ray Harp [CRD: 2480563, Leawood, Kansas], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Norman Harp worked for Moloney Securities Co. Inc. from July 21, 2008, to December 12, 2017, and is currently registered with B.B. Graham Company Inc. since December […]