FINRA sanctioned securities broker Cynthia S. Beyerlein (also known as Cindy Beyerlein) [CRD: 4320421, San Diego, California], considering the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Beyerlein worked for Ameriprise Financial Services LLC from April 25, 2014, until February 9, 2023, and briefly at Kingswood Capital Partners LLC from March 28, 2023, to […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Christina Marie Silvius (also known as Christina Marie Lomas) [CRD: 4559574, Kansas City, Missouri], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Christina Silvius has been registered with Moloney Securities Co. Inc. since September 23, […]

Have you ever come across financial products with strange names and promises of hefty returns? If you've encountered CUSIP numbers like 61771E5N4, 61771VAB6, and 61771VB90, there's a good chance they represent contingent income auto-callable securities (CIACS). Now, before you get swept away by the possibility of big payouts, let's dissect these seemingly complex financial instruments […]

Investors might have sustained losses due to securities broker Carroll Mac Wilson Jr. [CRD: 2777324, Beverly Hills, California], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Wilson was employed by U.S. Bancorp Investments Inc. from May 18, 2005, to August 25, 2022. Continue reading to learn more about the disclosures involving […]

Investors may have incurred losses due to securities broker Brian Scott Graham [CRD: 2581633, Plainfield, Illinois], as reported by the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Graham was previously employed with Cetera Advisor Networks LLC from September 3, 2013, to April 12, 2024, and with Tower Square Securities Inc. from June 23, 2010, to September […]

Investors might have sustained losses due to securities broker Brian Arthur Salerno [CRD: 6556591, Lake Mary, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Salerno joined CNR Securities LLC on November 24, 2015, and City National Rochdale on October 8, 2015. Keep reading to learn more about Salerno’s regulatory disclosures. Florida Sanctioned […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Bradley Marc Weisman [CRD: 1093515, Oakland Township, Michigan], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Bradley Weisman worked for FSC Securities Corporation from December 19, 2001, to December 31, 2022. Continue reading to […]

FINRA suspended and fined securities broker Andre Krause [CRD: 4060322, Woodbridge, New Jersey], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Andre Krause joined The Investment Center Inc. on January 14, 2005. Keep reading to learn more about Andre Krause’s regulatory issues and how they might have affected his clients. FINRA Fined […]

Investors might have sustained losses due to securities broker Alexander Arango (also known as Alexander Arango Burakatskaya) [CRD: 6405666, Dania, Florida], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Arango joined Cetera Investment Services LLC on January 14, 2019. He worked at LPL Financial LLC from April 13, 2015, to December 3, […]