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February 23, 2024
Vincent Virga Dealt Regulatory Sanctions, Faces Madison Avenue Client Disputes

Some investors have potentially experienced damages because of financial advisor and securities broker Vincent Anthony Virga, also known as Vincenzo Virga Jr. [CRD: 5070668, Bayonne, New Jersey], according to investor disputes disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Virga worked for Madison Avenue Securities LLC from April 28, 2009, to February 5, 2021. […]

February 22, 2024
Scott Lee Accused Of Unsuitable Advice By Moloney Securities Clients

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Scott Jason Lee [CRD: 4409541, Cold Spring, Minnesota]. Lee was previously registered with Ausdal Financial Partners Inc. from April 1, 2019, to June 22, 2021, and Moloney Securities Co. Inc. from April 5, 2016, to April 2, […]

February 22, 2024
Andrew Miles Involved In Green Vista Client’s Misrepresentation Disputes

Investors may have experienced damages due to the actions of securities broker Andrew William Miles [CRD: 5986774, Winter Park, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Miles was previously registered as a financial advisor and securities broker, with his most recent registration at Green Vista Capital LLC from July 18, […]

February 21, 2024
Leslie Kern Involved In D.H. Hill Clients’ Misrepresentation Disputes

Investors potentially experienced investment losses through securities broker Leslie Howard Kern (also known as Les H. Kern) [CRD: 1140180, Wilmington, North Carolina]. Evidently, Kern has worked with D.H. Hill Securities, LLLP in Wilmington, NC since January 4, 2016, and with D.H. Hill Advisors Inc. in Kingwood, Texas since February 10, 2016. Continue reading to discover […]

February 21, 2024
Hagin Richeson Discloses FINRA Sanctions And Client Suitability Disputes

Soreide Law Group is investigating possible investor claims on behalf of those who incurred losses through securities broker Hagin Gifford Richeson [CRD: 5380166, Clearwater, Florida]. Notably, Richeson has worked for Corinthian Partners LLC since July 4, 2016, and with Corinthian Partners Asset Management LLC since December 16, 2022. Continue reading to learn more about Richeson's […]

February 20, 2024
American Healthcare REIT IPO Could Be a Risky Bet

The recent launch of American Healthcare REIT's (AHR) initial public offering (IPO) has generated excitement in the investment community. The company is seeking up to $840 million, with plans to use the proceeds to repay debt and expand its portfolio of senior housing, care, hospital, and healthcare facilities. However, a closer look reveals that AHR's […]

February 20, 2024
Gregory Foster Disclosed Complaints By UBS Investors

Some investors have potentially experienced damages because of securities broker Gregory Allen Foster [CRD: 1532735, Wayzata, Minnesota], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Foster joined UBS Financial Services Inc. in 2010 as a financial advisor and securities broker. Read below to learn more about the disputes involving Foster. UBS Financial […]

February 20, 2024
Felipe Arrieta Facing SW Financial Clients’ Unauthorized Trading Claims

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Felipe Nery Arrieta [CRD: 4142123, Melville, New York]. Notably, Arrieta works for several firms, including Vestech Securities Inc. in St. Louis, Missouri since January 9, 2024, and previously with Great Point Capital LLC, Moloney Securities Co. Inc., […]

February 19, 2024
Charles Weldon Accused Of Negligence In Cetera Client Disputes

Soreide Law Group is investigating possible investor claims on behalf of those who incurred losses through securities broker Charles Raymond Weldon [CRD: 1030659, Boca Raton, Florida]. Evidently, Weldon has worked for Independent Financial Group LLC in Boca Raton, FL since March 30, 2022, as a securities broker, and since April 6, 2022, as a financial […]

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