Investors may have incurred losses due to the actions of Armando G. Roman [CRD: 4414526, Scottsdale, Arizona], according to customer dispute disclosures found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Roman worked for Independent Financial Group LLC from July 26, 2006, to July 1, 2021. For further details on Roman's disclosures, continue reading below. […]

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Alfred Sietze Vanderlaan (also known as Al Vanderlaan) [CRD: 1172406, Watertown, South Dakota]. Vanderlaan has a history of employment with firms like Westpark Capital Inc. from May 20, 2019, to June 2, 2022, and Sandlapper Securities LLC […]

Investors potentially experienced investment losses through securities broker Sara Yasmin Qazi [CRD: 4118177, Beverly Hills, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Qazi joined Raymond James Associates Inc. in Beverly Hills, California, since March 12, 2021. She worked for Morgan Stanley from September 17, 2009, to March 15, 2021. Continue […]

Investors allegedly incurred losses due to financial advisor Phillip Attebery (also known as Phillip Attebery) [CRD: 4247195, Redmond, Oregon], based on information from SEC’s Investment Adviser Public Disclosure. Attebery has worked for Creative Planning in Redmond, Oregon, since June 1, 2016. To understand the nature of these disputes and allegations more clearly, continue reading. Creative […]

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Dharmesh Virendra Vora [CRD: 2629494, Flagstaff, Arizona]. Evidently, Vora has worked for Vora Wealth Management in Flagstaff, Arizona, since April 4, 2011. Read on to discover more about the disclosures involving Dharmesh Vora, including investor disputes alleging […]

Some investors have supposedly experienced damages because of securities broker Andrew David Schell [CRD: 6536347, Colorado Springs, Colorado], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Schell worked for D.A. Davidson Co. from January 16, 2020, to March 28, 2022, and previously for Merrill Lynch Pierce Fenner Smith Incorporated from September 18, […]

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Gilbert Russell Conrad [CRD: 2746778, Lewiston, New York]. Conrad's career includes periods at Arkadios Capital from February 24, 2020, to March 14, 2022, and at Independent Financial Group LLC from October 11, 2016, to February 21, 2020. […]

Commercial Real Estate Earthquake: Did Your Broker Leave You in the Rubble? Federal Reserve Chair Jerome Powell may call the commercial real estate (CRE) tremors "manageable," but for many investors, the shaking has already caused cracks in their portfolios. This raises a crucial question: were their stockbrokers asleep at the wheel, steering them towards risky bets on shaky […]

Soreide Law Group is evaluating potential claims for investors who've faced losses due to Keith Matthew Kordich [CRD: 2743797, Boca Raton, Florida]. Kordich has been associated with Ameriprise Financial Services LLC since January 2019, after his time with Morgan Stanley. Notably, the FINRA BrokerCheck report on Kordich reflects several client disputes, particularly involving claims of […]