Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained losses through dealings with securities broker Marc Frederick Korsch (CRD: 5525226, Sarasota, Florida). Notably, Korsch was previously affiliated with employers Arkadios Capital from March 1, 2021, to September 3, 2021, and Centaurus Financial, Inc. from February 10, 2014, to […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained losses due to the actions of Lawrence William Catena (CRD: 2037155, Naples, Florida). Notably, Catena has been registered with Morgan Stanley in Naples, Florida, and Mantoloking, New Jersey, since December 4, 2020. Additionally, he was affiliated with Merrill Lynch, […]

Soreide Law Group is conducting an investigation on behalf of investors who have incurred losses potentially due to the actions of securities broker Kevin Cory (CRD: 1716966, New York, New York). Specifically, Cory worked for R. F. Lafferty & Co., Inc. from August 15, 2017, to February 10, 2022. Particularly, the Financial Industry Regulatory Authority […]

The South Florida-based, Soreide Law Group, obtained the following information on Florida broker, RONALD ERNEST FILORAMO (RONALD FILORAMO) formerly of Morgan Stanley of Ft. Lauderdale, Florida, from FINRA’s BrokerCheck. On September 19, 2023, FINRA barred Filormo from acting as a broker or otherwise associating with a broker-dealer firm. RONALD FILORAMO was previously registered both as […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have suffered financial losses due to the actions of Jonathan Walter Way (also known as Way Walter Jonathan) (CRD: 1126849, Napa, California). Notably, he was employed with Wedbush Securities Inc. from September 23, 2002, to August 18, 2022. Evidently, Way has […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses through dealings with John Kevin Egan (CRD: 2221733, Glendora, California). Egan was formerly a registered financial advisor and broker, notably affiliated with Western International Securities, Inc. from July 22, 1996, to March 31, 2021. Evidently, there are […]

Soreide Law Group is presently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of John Dougherty (also known as Jack Aloysius Dougherty) (CRD: 3018615, Blue Bell, Pennsylvania). Specifically, Dougherty was affiliated with LPL Financial LLC from January 4, 2021, to August 11, 2023, and with Wells […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have incurred losses due to James Floyd Garraway III (also known as Trey Garraway) (CRD: 7132872, Hattiesburg, Mississippi). Garraway worked for Thrivent Investment Management Inc. from November 15, 2019, to January 12, 2022. Specifically, FINRA sanctioned him for alleged forgery and record-keeping […]

Soreide Law Group is conducting an investigation into potential claims on behalf of investors who may have suffered financial losses due to the actions of securities broker James Arthur Allen (also known as Jim Allen) (CRD#: 2287824, Chicago, Illinois). Allen has had affiliations with several employers during his career, most recently with Oppenheimer & Co. […]