Soreide Law Group is currently investigating potential claims on behalf of investors who may have suffered losses due to the actions of securities broker James Ahern (CRD#: 4656189, New York, NY). Ahern joined Laidlaw & Company (UK) Ltd. on October 27, 2010. Evidently, investors at both Laidlaw & Company (UK) Ltd. and his prior employer […]

Soreide Law Group is presently investigating potential claims on behalf of investors who have sustained financial losses through the actions of securities broker Frank Louis Avallone (CRD: 4814368, South Norwalk, Connecticut). Avallone has been registered with Ceros Financial Services, Inc. since January 11, 2022, and was previously affiliated with National Securities Corporation from October 30, […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of Eileen Law Cure (also known as Eileen Law Judice and Eileen Hall Klein) (CRD: 2224269, Nederland, Texas). Evidently, Cure was previously registered as a financial advisor and broker, and she was most […]

Soreide Law Group is conducting an investigation into potential claims on behalf of investors who may have sustained losses due to the actions of securities broker and financial advisor Edward Joseph Barfield (also known as Edward Barfield) (CRD: 4257082, Kirkwood, Missouri). Evidently, Barfield joined Geneos Wealth Management, Inc. on March 23, 2021. Before that, he […]

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained losses because of securities broker Dorinda Lynn Lumpkin (also known as Dorinda Lynn Bludsworth) (CRD: 5687234, Gadsden, Alabama). Specifically, Lumpkin worked for BBVA Securities Inc. from October 10, 2013, to July 6, 2020. Notably, the Financial Industry Regulatory Authority […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses due to the activities of securities broker David Wayne Karin (CRD#: 2486154, Westlake Village, California). Specifically, Karin has been registered with Western International Securities, Inc. since March 30, 2012. Moreover, he has been affiliated with IA Western […]

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained losses due to the actions of securities broker David Richard Geake (CRD: 3088891, Chicago, Illinois). Geake has been affiliated with American Trust Investment Services, Inc. from September 14, 2018, to May 30, 2023, and before that with Ausdal Financial […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have incurred losses due to the activities of D. Wray Rodgers (also known as D. Ray Rodgers and Wray Rodgers) (CRD# 2842993, Memphis, Tennessee). Rodgers worked for Vining-Sparks IBG, LLC from February 18, 1997, to May 20, 2022. Specifically, the Financial […]

Soreide Law Group is currently conducting an investigation into potential claims on behalf of investors who may have suffered losses associated with securities broker Chuck A. Roberts (CRD: 2064602, New York, New York). Roberts is presently registered with Stifel, Nicolaus & Company, Incorporated, where he has been since March 1, 2016, as a securities broker […]