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September 23, 2023
Christopher Passero Discloses Money Concepts Investor Allegations

Soreide Law Group is currently investigating potential claims on behalf of investors who may have experienced financial losses due to dealings with securities broker Christopher John Passero (CRD: 2517681, Hurricane, West Virginia). Specifically, Passero is registered with Money Concepts Capital Corp and Money Concepts Advisory Service, both located in Hurricane, WV. He has been registered […]

September 23, 2023
Chris Carpenter Barred By FINRA

Soreide Law Group is actively investigating potential claims on behalf of investors who have sustained losses involving securities broker Christopher John Carpenter (also known as Chris Carpenter) (CRD: 6601132, Charlotte, NC). Notably, Carpenter worked for LPL Financial LLC from March 5, 2020, to February 1, 2023, and before that with Spire Securities, LLC from May […]

September 22, 2023
Bryan Davidson Disclosed LPL, BMO Harris Client Disputes

Soreide Law Group is presently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of Bryan Edward Davidson (CRD: 5445540, Scottsdale, Arizona). Evidently, Davidson worked for BMO Harris Financial Advisors, Inc. as both a financial advisor and broker from September 26, 2014, to March 24, 2021. Additionally, […]

September 22, 2023
FINRA Fines Brody Bray For Outside Business

Soreide Law Group is actively investigating potential claims on behalf of investors who may have experienced financial losses due to the actions of securities broker Brody Ralph Bray (also known as Brody Bray) (CRD: 4727529, Atlanta, Georgia). Particularly, Bray has had regulatory actions brought against him by FINRA. Additionally, Bray has faced client complaints. In […]

September 21, 2023
Securities Broker Billy Stanage Barred

Soreide Law Group is currently investigating potential claims on behalf of investors who have incurred losses due to the actions of Billy Pascal Stanage Jr. (also known as Billy P. Stanage) (CRD: 4450674, Rio Rancho, New Mexico). Stanage worked for Commonwealth Financial Network from December 4, 2019, to March 7, 2023. He previously worked for […]

September 21, 2023
Biaggio Caroleo Involved In Client Disputes

Soreide Law Group is presently investigating potential claims on behalf of investors who may have incurred financial losses through dealings with Biaggio Anthony Caroleo (also known as Blaise Anthony Caroleo) (CRD:5256393, New York, NY). Caroleo worked for SW Financial from December 10, 2019, to May 10, 2022. FINRA expelled that firm on May 12, 2023. […]

September 20, 2023
Investigation Into Securities Broker Anthony Gallea

Soreide Law Group is presently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of securities broker Anthony Michael Gallea (also known as Anthony Gallea) (CRD: 713980, Hendersonville, North Carolina). Gallea has been registered with Morgan Stanley since June 1, 2009, as a securities broker and financial […]

September 20, 2023
Andrew Raskin Involved In Investor Disputes

Soreide Law Group is investigating potential claims on behalf of investors who may have incurred losses through dealings with securities broker Andrew Raskin (CRD: 4701782, Palm Beach Gardens, Florida). Evidently, Andrew Raskin worked as a financial advisor and broker with Merrill Lynch from August 2, 2016, to December 13, 2022. He works for LPL Financial, […]

September 12, 2023
William King Discloses Allegations Of Misrepresentation

Soreide Law Group is investigating possible investor claims against securities broker William Worthen King (also known as Bill King) [CRD: 1432593, Vero Beach, Florida]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Merrill Lynch. Evidently, investors allege sales practice violations in these […]

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