Soreide Law Group is investigating possible investor claims against securities broker Erkan Eric Afacan (CRD: 2563297, Paramus, New Jersey). Evidently, Cambridge Investment Research Inc. permitted Afacan to resign amid allegations of his misconduct. Here is a brief summary of Cambridge Investment Research Inc.’s and investors’ allegations against Afacan. Cambridge Investment Research Inc. Terminates Afacan For […]

The Financial Industry Regulatory Authority (FINRA) has fined Centaurus Financial and one of its former registered representatives, DONNIE EUGENE INGRAM (DON INGRAM, DONNIE E INGRAM) and ordered them to pay over $840,000.  Centaurus Financial agreed to a censure and $50,000 fine. DONNIE E INGRAM agreed to a six-month suspension and a $15,000 fine, according to […]

Soreide Law Group is currently investigating on behalf of our clients:  OTTO RAMON BOHON JR. (OTTO R BOHON JR, OTTO BOHON). Soreide Law Group has also filed a lawsuit involving BOHON on behalf of a retiree who was sold $100.000.00 worth of GWG bonds. OTTO R BOHON JR was previously registered both as a broker […]

Soreide Law Group has filed a FINRA arbitration (FINRA CASE NO. 23-01155) on behalf of our clients (Claimants) against: PEACHCAP SECURITIES, INC., and their registered representative, JOHN MATEYKO (JOHN R MATEYO) (Respondents). The Claimants are a married couple living in Illinois. The Claimants opened an account with PEACHCAP broker, JOHN R MATEYKO, on or about […]

Japanese investors purchased approximately 140 billion yen ($1 billion) of Credit Suisse Group AG’s bonds which were written off last month when the Swiss bank was suddenly sold, according to a recent article in Bloomberg.  The Credit Suisse Additional Tier 1 (AT1) bond holders in Japan are suffering devastating losses. The AT1 bonds lost all […]

Soreide Law Group is investigating possible investor claims against securities broker Leonid Yurovsky (also known as Lenny Yurovsky) (CRD: 4554905, Mineola, New York). Particularly, FINRA sanctioned the securities broker, who worked for Joseph Stone Capital LLC. Allegedly, Yurovsky engaged in unsuitable and excessive trading. Here is a brief summary of FINRA’s allegations against Yurovsky. FINRA […]

Investors complained about securities broker Edward Chong Yoon (CRD: 2408137, Pasadena, California). Notably, the securities broker, who worked for First Allied Securities Inc., disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Namely, First Allied Securities Inc. clients allege that Yoon made unsuitable recommendations. For more on these disclosures about Yoon, see below. First […]

Investors have come forward with complaints about securities broker John Woods (CRD: 1949233, Atlanta, Georgia). Notably, the securities broker, who worked for Oppenheimer Co. Inc., disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Namely, Oppenheimer Co. Inc. clients allege that Woods acted unethically and breached a fiduciary duty, among other things. For more […]

Soreide Law Group is looking into possible investor claims against securities broker Scott Curtis Wilson (CRD: 861144, New York, New York). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Morgan Stanley. Evidently, investors allege sales practice violations in these disputes, including that […]