Client Files Dispute Concerning Kestra Securities Broker Clyde Ford Soreide Law Group talks about Clyde Warren Ford (CRD#: 4700006, Fresno, California) in this investor protection blog post. Evidently, Ford worked as a securities broker for Kestra Investment Services from 2014 to 2019. He was also a financial advisor with Kestra Advisory Services from 2016 to […]

Gerardo Castillo Facing Investment Disputes Involving Wells Fargo, Citigroup Clients Soreide Law Group is examining investor disputes concerning securities broker Gerardo Ivan Castillo (CRD#: 2886319, Miami, Florida), as disclosed on FINRA BrokerCheck. Notably, Castillo was a securities broker and financial advisor at Wells Fargo Clearing Services (2010 to 2018). He also worked for Citigroup Global […]

Soreide Law Group, based in Florida, has filed a FINRA arbitration on behalf of our client (Claimant) against: NEWBRIDGE SECURITIES CORPORATION (Respondent). The lawsuit alleges that the Claimant, who resides in Florida, relied upon NEWBRIDGE SECURITIES’ and its broker, DEAN R NOWAK, to provide her with suitable investments that met her needs and goals. Dean […]

Investor Suitability Disputes Concern William Hennion (Hennion Walsh) FINRA BrokerCheck indicates that investors alleged sales practice violations involving securities broker William Hennion (CRD#: 2048378, Parsippany, New Jersey) and that those violations resulted in damages. Evidently, Hennion has been with Hennion Walsh since 1990 and Hennion Walsh Asset Management since 2007. Notably, he faces allegations of […]

Broker Larry Russo Facing Investor Disputes Concerning Newport, Westpark Clients Soreide Law Group talks about the FINRA BrokerCheck disclosures on securities broker Laurence Jordan Russo “Larry Russo” “Jordan Russo” (CRD#: 2763277, Fort Lauderdale, FL). It appears that Russo worked for Westpark Capital (2016 to 2019). Also, the broker worked for JP Turner Company (2002 to […]

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: MORGAN STANLEY (Respondents). The Claimants, residing in Massachusetts, were longtime employees of Accenture and had accumulated a large concentrated position in Accenture (“ACN”) worth approximately $1.5 million. The Claimants, had no intention of ever selling ACN and were planning on […]

Sales Practice Violations Alleged In Alexander Capital Client's Dispute About Broker Michael Androulakis Evidently, FINRA contains important disclosures on broker Michael Scott Androulakis (CRD#: 2793638, New York). Evidently, Androulakis has worked as a securities broker for Alexander Capital LP since 2016. Also, he previously worked as a securities broker for Legend Securities. Let’s take a […]

Investor Disputes Involve Securities Broker Kyle Davis (Raymond James, Morgan Stanley) FINRA BrokerCheck indicates that investors alleged improper sales practices involving securities broker and financial advisor Evan Kyle Davis “Garry Davis” (CRD#: 2995789, Atlanta, Georgia) and that those violations resulted in damages. Notably, Davis worked for Raymond James (his employer from 2013 to 2019), Morgan […]

Clients Of Independent Financial Group And First Allied Securities Allege Damages By Broker Theodore Franse Soreide Law Group is examining investor complaints concerning securities broker Theodore Hendrickus Franse (CRD#: 1418012, Fair Oaks, California), as reported on FINRA BrokerCheck. It appears that the disclosures involving Franse concern his employment at securities firms Independent Financial Group (he […]