Investor Alleges Sales Practice Violation In Dispute About Broker Mark Haenny Investment loss recovery counsel at Soreide Law Group provides you with new information on securities broker Mark Alan Haenny (CRD#: 4574656, Loveland, Colorado), who discloses information about investor complaints on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Haenny worked as a securities broker or […]

Broker Gregory Young Faces Alternative Investment Disputes From Voya Financial Clients FINRA BrokerCheck contains important disclosures on Gregory Scott Young (CRD#: 3063221, Blythewood, South Carolina). It appears that Young worked for Voya Financial Advisors (2012 to 2017), and JP Turner Company (2010 to 2012). You’ll want to take a closer look at the allegations of […]

Client Files Investment Dispute About Jason Skyler (TKG, Kovack) FINRA provides important information in regard to securities broker Jason Brando Skyler (CRD#: 4634466, Santa Barbara, California)). Evidently, Skyler worked as a securities broker or financial advisor for Kovack Securities from 2017 to 2020. Also, he worked for TKG Financial LLC from 2006 to 2017. Here […]

Securities Broker Jeff Cleckner Discloses Disputes By Waddell Reed Clients, First Union Clients FINRA BrokerCheck shows disputes about Jeffrey Dale Cleckner “Jeffery Dale Cleckner” (CRD#: 2500377, Indianapolis, Indiana). Evidently, Cleckner worked as a securities broker and financial advisor for Waddell Reed from 2011 to 2017. Previously, he worked for First Union Securities. You’ll want to […]

Securities Broker Jeffrey Fitz Is Involved In An Investor's Dispute Alleging Misrepresentation Soreide Law Group is examining investor disputes concerning securities broker Jeffrey William Fitz (CRD#: 2211620, Short Hills, New Jersey), as disclosed on FINRA BrokerCheck. Evidently, Fitz worked for securities firm Merrill Lynch as a securities broker and financial advisor from 2013 to 2021. […]

Broker Timothy Cunningham Involved In JP Morgan Client Disputes Regarding Unauthorized Trading Investment loss recovery counsel at Soreide Law Group provides you with new information on securities broker Timothy Joseph Cunningham (CRD#: 4472387, White Plains, New York), who discloses information about investor complaints on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Cunningham worked […]

Sales Practice Violations Alleged In Investor Dispute About Broker Miaojun Yuan Soreide Law Group discusses the FINRA BrokerCheck disclosures on securities broker Miaojun Yuan (CRD#: 4014807, City of Industry, California). Evidently, Yuan worked as a securities broker or financial advisor for Questar Capital Corporation from 2007 to 2019. For more information, read the following summary […]

Stefan Pastor Is Barred By FINRA And Involved In A Raymond James Investor Dispute Notably, FINRA provides important information in regard to securities broker Stefan Anton Pastor (CRD#: 5141819, Fort Lauderdale, Florida). It appears that the disclosures involving Pastor concern his employment at securities firms Raymond James Financial Services. Let’s take a closer look at […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: MOLONEY SECURITIES CO., INC., and their registered representative, ROBERT MORGAN VANCE. The Claimant, who resides in California, is a retired government employee who took a retirement planning class in 2014.  MOLONEY SECURITIES representative, ROBERT MORGAN VANCE, taught the class and […]