Broker Bryan Bordelon (Raymond James, Morgan Keegan) Facing Investor Disputes FINRA BrokerCheck indicates that investors alleged inappropriate sales practices involving securities broker Bryan Kirk Bordelon (CRD#: 3175386, New Orleans, Louisiana). It appears that the disclosures involving Bordelon concern his employment at Raymond James Associates Inc. (he has been a securities broker and financial advisor since […]

Securities Broker Charla Kabana Is Barred By FINRA And Involved In Sagepoint Financial Client's Dispute About Suitability Soreide Law Group is reviewing investor complaints concerning securities broker Charla Cynthia Kabana (CRD#: 1453982, Huntington Beach, California), as disclosed on FINRA BrokerCheck. Particularly, Kabana, who worked for securities firms Sagepoint Financial (her employer from 2016 to 2018) […]

Transamerica And Farmers Clients File Disputes Alleging Damages Caused By Broker Debbie Herrmann Investment loss recovery counsel at Soreide Law Group provides this update on securities broker Deborah Lynn Herrmann (AKA Debbie Herrmann and Debbie Gniech) (CRD#: 5204514, Wheaton, Illinois), who discloses information about a regulatory action and investor dispute on Financial Industry Regulatory Authority […]

IAA, Chelsea Clients File Suitability Disputes Involving Broker Charles Bloom Soreide Law Group comes to you with new information relating to securities broker Charles Lewis Bloom (CRD#: 4144108, Royal Palm Beach, Florida). It appears that the disclosures involving Bloom concern his employment at securities firms IAA Financial LLC (his employer from 2014 to 2015), International […]

Soreide Law Group has been contacted by customers of broker/investment advisor, KYLE GEORGE CORGAN (CRD#: 4417800) due to his alleged recommendations of GWG L Bonds. Corgan is currently registered with Newbridge Securities in Syosset, New York.  Soreide Law Group has several cases involving various broker/dealers in GWG L Bond losses. GWG Holdings (GWGH), is a […]

Securities Broker Charles Bonilla Allegedly Makes Unsuitable Recommendations To David Lerner Client FINRA provides important information on securities broker Charles Abad Santos Bonilla (CRD#: 2572107, Boca Raton, Florida). Evidently, Bonilla worked as a securities broker or financial advisor for Pruco Securities from May 2018 to February 2019. Also, he worked for David Lerner Associates Inc. […]

Multiple UBS Clients File Investment Disputes About Broker Neil Klein FINRA BrokerCheck indicates that investors alleged sales practice violations involving securities broker Neil Kevin Klein (CRD#: 1681779, White Plains, New York) and that those violations resulted in damages. Notably, Klein was a securities broker and financial advisor at UBS Financial Services (his employer since 2006) […]

Campfire Capital Client Alleges Damages In Dispute About Broker Sean McDevitt Soreide Law Group is examining investor claims concerning securities broker Sean Daniel McDevitt (CRD#: 2786216, Chappaqua, New York), as disclosed on FINRA BrokerCheck. Evidently, McDevitt worked as a securities broker or financial advisor for WoodRock Securities from 2015 to 2016. Also, he worked for […]

Securities Broker Brandon Stalcup Involved In Magann Capital Client's Dispute About Unsuitable, Unauthorized Transactions Soreide Law Group is reviewing BrokerCheck disclosures on Michael Brandon Stalcup (CRD#: 4024498, Little Rock, Arkansas). Namely, the broker discloses information about a possible regulatory action and an investor dispute. Evidently, Stalcup worked for MSI Financial Services (2008 to 2017). Also, […]