Soreide Law Group is investigating investor claims involving Goliath Ventures, formerly known as Gen-Z Venture Firm, after federal authorities alleged that the cryptocurrency investment operation functioned as a $328 million Ponzi scheme that affected more than 2,000 investors nationwide. Goliath Ventures promoted investments tied to cryptocurrency liquidity pools and allegedly promised investors high monthly returns […]

Soreide Law Group is investigating potential investor claims involving recommendations and sales of Master Limited Partnership (“MLP”) stocks by securities brokers and financial advisors. MLPs are publicly traded partnership investments, primarily connected to energy infrastructure, pipelines, oil, gas, and natural resource operations, that are often marketed to investors for their high cash distributions and tax […]

Investors potentially experienced sales practice violations by securities broker Preston Alan Walchli [CRD: 7265249, Scottsdale, Arizona], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Walchli worked for Realta Equities Inc. from February 8, 2023, to the present, Realta Investment Advisors Inc. from February 10, 2023, to February 18, 2025, Wealth Strategies Advisory Group […]

Investors have reportedly disputed the sales practices of securities broker Alon J. Rosin [CRD: 2758070, New York, New York], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Rosin has worked for Oppenheimer Co. Inc. since May 13, 2013. Read on to find out more about disclosures involving this securities broker. […]

Investors might have sustained losses due to securities broker James Thomas Chapman (also known as Tom Chapman) [CRD: 4837315, Vestavia Hills, Alabama], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Chapman worked for Equitable Advisors LLC from September 28, 2004, to December 11, 2025. See the following information to discover more about […]

YOUSSEF A ZOHNY has been registered both as an investment advisor and a broker with MORGAN STANLEY of San Francisco, California. He has held this registration since March of 2017. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, YOUSSEF A ZOHNY has been in the securities industry for 9 years. He has […]

William Kershaw was permanently barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm with a start date of 5/15/2026.  William Kershaw was registered as a broker with NYLIFE SECURITIES LLC of Charlotte, North Carolina from 12/16/2024 - 07/17/2025. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, […]

Michael S Barrows (Michael Scott Barrows) has been suspended by FINRA indefinitely with the start date of 3/27/2026.  The Regulator’s Statement was, “Pursuant to FINRA Rule 9553, Respondent Barrows' registration with FINRA is suspended on March 27, 2026, for failure to pay arbitration fees.” Barrows is registered as a broker with INNOVATION PARTNERS LLC of […]

Investors apparently complained about securities broker Thaddeus Michael Eubanks [CRD: 5888014, Yuba City, California], given the disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. FINRA BrokerCheck reflects that Eubanks was registered with Edward Jones in Yuba City, California for more than a decade before his association with the firm ended in 2026. Keep reading […]