Investors have reportedly disputed the sales practices of securities broker Michael Laine [CRD: 1244072, El Segundo, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Laine worked for LPL Financial LLC from September 8, 2009, to May 5, 2026, before registering with Purshe Kaplan Sterling Investments and PKS Advisory Services LLC on […]

Investors might have sustained losses due to securities broker Sean Patrick Hurley [CRD: 6808402, Chicago, Illinois], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hurley worked for National Securities Corporation from October 24, 2017, to July 22, 2022, and has been registered with B. Riley Wealth Management since July 22, 2022. See […]

Investors potentially incurred losses because of securities broker Christine Maushardt (also known as Christine Cardwell and Christine Knapp) [CRD: 5520504, Pearl River, New York], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Maushardt has worked for Cetera Investment Services LLC since June 19, 2019, and Cetera Investment Advisers LLC since […]

Investors apparently complained about securities broker Jacob Neal Martin [CRD: 6226288, Columbus, Indiana], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin worked for MML Investors Services LLC beginning January 9, 2014, as a securities broker and since July 8, 2016, as a financial advisor. Investors are encouraged to continue reading to […]

Investors have reportedly disputed the sales practices of securities broker William Courtwright (also known as Bill Courtwright) [CRD: 2619811, Paramus, New Jersey], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Courtwright worked for Ameriprise Financial Services LLC in Paramus, New Jersey, since June 26, 1995, and as a financial advisor with the firm […]

Investors might have suffered losses due to securities broker Paula K. Petersen (also known as Paula Schamberger) [CRD: 7078487, Aspen, Colorado], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Petersen worked for NYLIFE Securities LLC from April 2, 2019, to June 20, 2024, and Hornor, Townsend Kent LLC from June 17, 2024, […]

Investors potentially incurred losses because of securities broker Garett I. Engel [CRD: 7708570, New York, New York], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Engel worked for Morgan Stanley from April 28, 2023, to the present as a securities broker and from May 25, 2023, to the present as […]

Investors apparently complained about securities broker Devlin H. Dwyer. [CRD: 6634140, Atlanta, Georgia], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dwyer worked for Patrick Capital Markets LLC from November 22, 2016, to March 9, 2026. See below to find out more about the disclosures involving this securities broker. Patrick Capital Investor […]

Investors have reportedly disputed the sales practices of securities broker Jennifer Lasser Eilers (also known as Jennifer Ann Costello and Jennifer Ann Lasser) [CRD: 2410129, Niles, Illinois], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jennifer Eilers worked for BMO Harris Financial Advisors Inc. from February 19, 2021, to March 24, 2021, […]