Broker Sold You GenOn Energy Bonds, Stock, or Other Risky High Yield Oil and Gas Investments? Soreide Law Group is investigating bond sales (especially in the oil and gas industry) made to clients by stock brokers that were inappropriately risky.  Oil and gas companies have been particularly hard hit lately.  Many Moody’s B rated bonds […]

LEON WILLIAM VACCARELLI CRD#: 3227636, a 44 year-old former Waterbury, Connecticut broker was found guilty in May of 2018, of wire, mail and securities fraud and money laundering charges related to a $1.5 million fraud scheme. The jury found him guilty on all 21-counts. In March of 2020, a federal judge denied an attempt to […]

Did Your Broker Recommend the now bankrupt White Star Petroleum Holdings? White Star Petroleum Holdings bankruptcy victims call 888-760-6552 to start the recovery process now.  Sources show that White Star Petroleum LLC declared bankruptcy recently.  If your stock broker or financial advisor recommended  bonds or stock in this speculative name you may be entitled to […]

Did Your Advisor Unreasonably Sell You Ferrellgas Partners Notes? Soreide Law Group is considering possible investor claims against financial advisors who may have unreasonably advised their clients to purchase bonds, notes or other debt securities issued by Ferrellgas Partners, LP (OTCMKTS: FGPR). Evidently, the company’s operating group, Ferrellgas LP, barely avoided disaster last year when […]

ROBERT NICHOLAS KORZIK (BOB KORZIK, ROBERT N KORZIK) CRD#: 1013350 was suspended by the Financial Industry Regulatory Authority (FINRA) for nine months from association with any FINRA member in all capacities and was fined $8,500. Korzik allegedly invested approximately $550,000 of his clients’ money in his acquaintance’s energy firm without Ameriprise’s approval. This violated FINRA […]

Morgan Stanley Clients Suggest Broker Angel Aquino-Velez Sold Unsuitable Puerto Rico Bonds The investor disputes continue to add up for securities broker Angel Edgardo Aquino-Velez (CRD#: 2687333, Miami, Florida). Namely, FINRA BrokerCheck shows that the securities broker, who worked for Morgan Stanley from 2010 to 2017, seemingly caused losses to 26 or more investors from […]

Merrill Lynch's Heather Weber Allegedly Sold Unsuitable, Misrepresented Investments Soreide Law Group is reviewing possible investor claims against Heather Peterson Weber (CRD#: 2911524, Clearwater, Florida). Evidently, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that the securities broker, who joined Merrill Lynch in 2006, is involved in 10 investor disputes. Overall, these lawsuits seem to suggest […]

Wedbush Clients Indicate That Financial Advisor Mark Heiden Breached Fiduciary Duty Investors continue to come forward with disputes about securities broker W. “Mark” Heiden (CRD#: 2885156, Newport Beach, California). Namely, the financial advisor, who worked for firms including Wedbush Securities and Morgan Stanley, reports a whopping 18 investor disputes on FINRA BrokerCheck. Evidently, the majority […]

Clients Take Aim At SA Stone Broker Chris Wendel For Unreasonable Investment Transactions The Financial Industry Regulatory Authority (“FINRA”) discloses troubling information in regard to Christopher “Chris” Todd Wendel (CRD#: 1930870, Celina, Ohio). Notably, eight or more investors contested the sales practices of the securities broker, who last associated with SA Stone Wealth Management until […]