Investors might have sustained losses due to securities broker Seth Andrew Nannini [CRD: 4406510, Boone, North Carolina], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Nannini has been registered with Capital Investment Group Inc. since December 8, 2006, and previously served as a registered investment adviser. Read below for details about the disclosures involving Nannini and the investment products tied to client disputes.
Specifically, a client filed FINRA Arbitration No. 24-01103 about Seth Nannini. Mainly, the client alleged that Nannini breached his fiduciary duty, was negligent, made negligent misrepresentations, breached a contract, and failed to supervise, allegedly violating Regulation Best Interest concerning the client’s investment in direct investments including GWG L-bonds. Because of this, the client allegedly sustained damages. Therefore, on April 7, 2025, Capital Investment Group Inc. settled this matter by paying the client $32,000 in damages.
Additionally, a client of Capital Investment Group Inc. disputed Seth Nannini’s sales practices by filing a complaint dated May 30, 2025. Allegedly, Nannini made recommendations regarding GWG L-bonds. As a result, Capital Investment Group Inc. opted to settle the matter on August 5, 2025, by compensating the client in the amount of $40,000.
Notably, a client filed a complaint about Seth Nannini. Primarily, the client alleged that Nannini recommended investments which defaulted. For this reason, the investor allegedly incurred damages associated with direct investments. Consequently, on May 15, 2024, Capital Investment Group Inc. settled this matter by paying the client $30,000 in damages.
Specifically, a client of Capital Investment Group Inc. contested Seth Nannini’s sales practices, according to FINRA Arbitration No. 24-00408. Allegedly, Nannini violated federal securities laws, breached a contract, breached his fiduciary duty, and was negligent concerning direct investments. It appears that Nannini caused the client to sustain damages. Therefore, Capital Investment Group Inc. opted to settle the matter on June 2, 2025, by compensating the client in the amount of $26,360.
Do you need clarification on any investment losses associated with Seth Nannini? If so, reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Nannini and brokerage firms Nannini worked for deny allegations of sales practice violations.
Summit Brokerage and Independent Financial Group each appear on a pending customer claim naming Gilbert Conrad (CRD 2746778). Both claims are unproven allegations. His BrokerCheck report also lists settled disputes at Arkadios Capital and Independent Financial Group.
On August 6, 2026, a customer filed a $400,000 FINRA arbitration naming Chad McQuade (CRD 5436281) and Northwestern Mutual. The claim involves outside, third-party real estate investments. It is pending, and McQuade disputes it in a written response.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
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