Investors might have sustained losses due to securities broker Seth Andrew Nannini [CRD: 4406510, Boone, North Carolina], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Nannini has been registered with Capital Investment Group Inc. since December 8, 2006, and previously served as a registered investment adviser. Read below for details […]

One or more investors possibly experienced losses because of securities broker Craig Murchison McDaniel [CRD: 1087979, Columbia, South Carolina], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, McDaniel joined Capital Investment Group Inc. on January 22, 2004, and Capital Investment Advisory Services LLC on September 29, 2009. Keep reading to find out […]

Investors might have sustained losses due to securities broker Eugene Cebron Thompson IV (also known as Bron Thompson and EC Thompson IV) [CRD: 4350479, Dunn, North Carolina], according to public information found on FINRA BrokerCheck. Evidently, Thompson joined Capital Investment Group Inc. and Capital Investment Advisory Services LLC on February 13, 2014. Keep reading to […]

FINRA barred securities broker Brett Allen Rutherford [CRD: 4001310, Morehead City, North Carolina], and investors complaint about him, based on publicly available information found on FINRA BrokerCheck. Brett Rutherford worked for Capital Investment Group Inc. from September 18, 2015 to December 6, 2024. See the following information to find out more about the disclosures involving […]

Investors potentially experienced losses because of securities broker Bowman James Nicholson (also known as Bowman J. Nicholson) [CRD: 6050450, Raleigh, North Carolina], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Bowman Nicholson has been employed by Capital Investment Group Inc. and Capital Investment Advisory Services LLC since May 5, 2016. Both firms […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Joseph Dewey Jackson (also known as Joe Jackson, Joey Jackson) [CRD#: 2351290, Fayetteville, North Carolina]. With over 31 years of experience, Jackson has been affiliated with ten different firms, currently operating as a General Securities Principal and Investment Adviser Representative at Capital Investment Group, […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Tammie Lyn Farrell (also known as Tammie Lyn Brown, Tammie Lyn Burk, Tammie Burk Farrell) [CRD: 2475931, Franklin, North Carolina]. Tammie Farrell worked for Wells Fargo Advisors, LLC from October 2000 to October 2012, and later joined Capital Investment Group, Inc. on October 9, […]

Investors complained about securities broker Joseph Robert Eades Jr. (also known as Rob Eades and Robbie Eades) [CRD: 2357818, Easley, South Carolina], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Joseph Eades has worked for Capital Investment Group Inc. since January 30, 2004, and with Capital Investment Advisory Services LLC since January […]

Investors possibly experienced losses because of securities broker Joseph Farrell Beam [CRD: 5407778, Flat Rock, North Carolina], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Joseph Beam worked for Capital Investment Group Inc. from August 20, 2013, to June 5, 2023. Below, you’ll find a summary of the securities broker’s disclosures. Capital […]