Investors possibly experienced losses because of financial advisor / securities broker Shane Michael DeSherlia [CRD: 6800960, Jerseyville, Illinois], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Shane DeSherlia has worked for Moloney Securities Co. Inc. since May 24, 2017, and Moloney Securities Asset Management LLC since November 7, 2019. Keep reading to learn more about Shane DeSherlia’s disclosures and the potential impact on investors.
Evidently, on July 6, 2024, a Moloney Securities Co. Inc. client filed a complaint about Shane DeSherlia. Mainly, the client alleged unsuitable recommendations and negligence. Because of this, the investor supposedly sustained damages on corporate bonds. Therefore, they requested $25,000 in compensation from Moloney Securities Co. Inc. or DeSherlia. Currently, this arbitration is pending a resolution.
Specifically, a client of Moloney Securities Co. Inc. contested Shane DeSherlia’s sales practices by filing FINRA Arbitration: 23-01941 on July 11, 2023. Notably, the investor alleged unsuitable advice and negligence. Allegedly, DeSherlia caused the client to sustain damages on corporate bonds. As a result, they seek damages from Moloney Securities Co. Inc. or DeSherlia in the amount of $500,000 in this ongoing matter.
Particularly, a Moloney Securities Co. Inc. client filed FINRA Arbitration No. 23-01821 about Shane DeSherlia. Basically, the client alleged unsuitable trading and negligence. Because of this, the investor supposedly sustained damages on corporate bonds. Consequently, on April 2, 2024, Moloney Securities Co. Inc. settled this matter by paying the client $65,000 in damages.
Specifically, a client of Moloney Securities Co. Inc. contested Shane DeSherlia’s sales practices by filing FINRA Arbitration No. 22-01814. Notably, the investor alleged unsuitable trading and negligence. Allegedly, DeSherlia caused the client to sustain damages on corporate bonds. As a result, Moloney Securities Co. Inc. opted to settle the matter on November 17, 2023, by compensating the client in the amount of $20,450.
Did you suffer financially because of Shane DeSherlia? If so, contact Soreide Law Group online or at (888) 760-6552 and speak to a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. DeSherlia and the brokerage firms he worked for deny accusations of sales practice violations.
Investors apparently complained about securities broker Debra Dawn Mesle (also known as Debra Dawn Hanebrink and Debbie Mesle) [CRD: 849766, Chesterfield, Missouri], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mesle worked for Merrill Lynch from June 30, 2006, to January 2, 2026, and has worked for Huntleigh Securities Corporation and Huntleigh […]
Investors potentially experienced sales practice violations by securities broker Francis Stephen Zoracki, also known as Frank Zoracki [CRD: 1363103, Irwin, Pennsylvania], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Zoracki has worked for Cambridge Investment Research Inc. since September 28, 2011; Cambridge Investment Research Advisors Inc. since September 28, 2011; and Duncan […]
Investors may have suffered financial harm by securities broker and investment adviser Loren James Grabau [CRD: 6984490, Santa Maria, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Grabau worked for Independent Financial Group LLC from April 8, 2019, to August 19, 2025. See below to discover more about Grabau’s disclosures. […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com