Investors have reportedly disputed the sales practices of securities broker Ronald Albert Gelok Jr. (also known as Ron Gelok) [CRD: 1403352, Naples, Florida], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gelok worked for Ronald Gelok Associates LLC from November 17, 2017, to the present, and AAG Capital Inc. from July 8, […]

Investors might have suffered losses due to securities broker Edward Walter Morrissey [CRD: 1873249, Pittsburgh, Pennsylvania], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Edward Morrissey worked for Hornor, Townsend Kent LLC from December 1, 2022, to the present as a securities broker and since August 24, 2023, as a […]

Investors potentially experienced sales practice violations by securities broker Jeffery Larry Akers [CRD: 4276796, Forest Hill, Maryland], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Akers worked for Kalos Capital Inc. from February 28, 2006, to September 30, 2022, and has worked for Arkadios Capital since August 16, 2022. See the […]

Investors apparently complained about securities broker Judson Gray Teekell [CRD: 841689, Shreveport, Louisiana], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Judson Teekell worked for M Holdings Securities Inc. from December 12, 2000, to December 31, 2025. Keep reading to find out more about the disclosures associated with this securities broker. […]

Investors might have sustained losses due to securities broker Michael Vernon Biggs (also known as Mike Biggs) [CRD: 1697481, Clarksville, Tennessee], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Biggs worked for Equitable Advisors LLC since January 18, 2008. Investors are encouraged to continue reading to find out more about the […]

Investors have reportedly disputed the sales practices of securities broker Leo Rosner [CRD: 1011519, Beachwood, Ohio], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Rosner worked for Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. since August 2, 2019, after previously being registered with SagePoint Financial Inc. from November […]

Investors apparently complained about securities broker David Andrew Ward [CRD: 5924877, Raleigh, North Carolina], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ward worked for Wells Fargo Clearing Services LLC from July 14, 2016, to June 20, 2024. See the following information to find out more about the disclosures involving this securities broker. […]

Investors potentially experienced sales practice violations by securities broker Frank Phillip Hill [CRD: 2208115, Louisville, Kentucky], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hill worked for Kestra Investment Services LLC and Kestra Advisory Services LLC starting November 16, 2018, and was previously registered with MWM Advisory from April 30, 2014, to May […]

Investors potentially incurred losses because of securities broker Cedric Percell Powell [CRD: 3249130, Tampa, Florida], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Powell worked for Ameriprise Financial Services LLC from June 24, 2021, to June 10, 2025. Investors should review the information below to discover more about Powell’s disclosures. Ameriprise […]