Investors apparently complained about securities broker Stephen Edson Bush (also known as Steve Bush) [CRD: 1898917, Weddington, North Carolina], according to disclosures on FINRA BrokerCheck. It appears that Bush worked for LPL Financial LLC from August 4, 1995, to September 11, 2018, and has been registered with Capital Investment Group Inc. since August 31, 2018, and with Capital Investment Advisory Services LLC since September 1, 2018. Keep reading to learn more about Bush’s client disputes and the investments involved.
Also, an LPL Financial LLC client filed FINRA Arbitration No. 24-00611 about Stephen Bush. The client alleged that Bush made unsuitable recommendations. Because of this, the client allegedly sustained damages on real estate securities. As of March 19, 2024, this arbitration is pending a resolution.
Evidently, a client of LPL Financial LLC contested Stephen Bush’s sales practices, according to a complaint dated November 3, 2022. Allegedly, Bush gave unsuitable advice to the client. Supposedly Bush allegedly caused the client to sustain damages on direct investments. Consequently, the client sought damages from LPL Financial LLC or Bush in the amount of $100,000 in this matter. This dispute closed with no further action taken by the client.
Seeking more information about Stephen Bush? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney. Soreide Law Group has recovered losses for investors throughout the US, works on a contingency fee basis, and advances all costs. Bush and brokerage firms Bush worked for deny any allegations of sales practice violations.
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