Clients Of Aegis Broker Scott Hananel File Disputes Alleging Sales Practice Violations Investors have filed disputes regarding securities broker Scott Neil Hananel (CRD#: 3080827, Melville, New York). Specifically, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows six investor disputes about the securities broker, who worked for Aegis Capital Corp from February 2010 to February 2021. Here’s […]

Investors File Disputes About Broker Todd Ellentuck (Aegis, UBS) The Financial Industry Regulatory Authority (“FINRA”) reports serious information about a securities broker by the name of Todd Michael Ellentuck (CRD#: 1321452, Morristown, New Jersey). Mainly, at least three investors disputed Ellentuck’s sales practices. In addition, UBS Financial Services Inc. disaffiliated with Ellentuck due to unauthorized […]

Investors Take Aim At Broker Kevin Doyle Soreide Law Group is reviewing possible investor claims of sales practice violations against Aegis Capital Corp securities broker Kevin Doyle (CRD#: 2189452, Mineola, New York). Namely, investors brought disputes about the securities broker, who joined Aegis Capital Corp in September 2017. Here’s a summary of these disclosures which […]

Securities Broker Nick Son Allegedly Sold Or Recommended Unsuitable Investments To Aegis Clients According To Disputes Soreide Law Group provides you this investor alert in regard to securities broker Nick Son (CRD#: 1178523, New York, New York). Notably, the securities broker, who worked for National Securities Corporation and Aegis Capital Corp, is facing disputes from […]

Aegis Client Indicates That Broker Made Sales Practice Violations Investor alert! The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of misconduct regarding securities broker Mickey Schreiber, who also goes by the name M.B. Schreiber (CRD#: 1032600, Red Bank, New Jersey). Apparently, Schreiber worked for securities firms including National Securities Corporation (2012 to 2016) and […]

Broker Michael Venturino Supposedly Breached Fiduciary Duty, Churned Aegis Customer's Account Soreide Law Group wants to know if you sustained losses by investing with Michael Christopher Venturino (CRD#: 5872439, Garden City, New York). Venturino is a securities broker who joined Spartan Capital Securities in April 2018 and who also worked for Aegis Capital Corp (2014-2017) […]

Broker Jim Schwartz Allegedly Made Unauthorized, Unsuitable Transactions Causing Losses To Clients Soreide Law Group is reviewing potential investor claims against Joseph Gunnar broker James “Jim” Bradley Schwartz (CRD#: 3043085, New York, New York). Apparently, FINRA BrokerCheck reports that the securities broker, who worked for Joseph Gunnar (2016-2017), First Standard Financial Company (2016) and Aegis […]

Investors Allege Losses Due To Shapour Ejlal's Unauthorized Transactions Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports alarming information in regard to securities broker Shapour Ejlal [CRD#: 1247346, New York, New York]. Supposedly, at least 3 clients raised serious concerns about the securities broker, who worked for Aegis Capital Corp. between August 14, 2014 […]

DAVID SILBERG Sanctioned By Massachusetts Regulator Evidently, Massachusetts Securities Division issued a Consent Order on September 27, 2018, placing securities broker David Silberg (CRD#: 1970484, Melville, New York) on heightened supervision. The Division prohibited Silberg, who affiliated with Aegis Capital Corp. between 2010 and 2019, from soliciting investment purchases from clients for 5 years. Not […]