Did Your Financial Advisor Recommend SQN AIF IV LP? Soreide Law Group is looking into potential investor lawsuits against securities brokers or financial advisors that have recommended SQN Alternative Investment Fund IV (“SQN AIF IV LP”). Here’s more about the investment, including what you could do if you experienced losses from your financial advisor's recommendations. […]

Securities Broker Stephen Ferencik Referenced In Unsuitable Alternative Investment Allegations By Arkadios Capital, ACG Wealth, And UBS Clients Soreide Law Group is reviewing potential investor claims relating to securities broker and financial advisor, Stephen John Ferencik (“Stephen John Ferencilz”) (CRD#: 3126037, Atlanta, Georgia). Evidently, Ferencik worked for firms including ACG Wealth Inc. (August 2010 to […]

Cambridge Investment Research Clients Allege Unsuitable Transactions By Securities Broker Dale Wright Soreide Law Group investigates whether to bring possible disputes on behalf of investors against securities broker Dale Edward Wright (CRD#: 1142615, Henrico, Virginia). Notably, ten investors made disputes involving Wright's sales practices. Not only that, but the Commonwealth of Virginia fined Wright $50,000 […]

Berthel Fisher Clients Allege Unsuitability, Misrepresentation By Securities Broker Steve Cummings Soreide Law Group is reviewing potential investor claims to bring against Berthel Fisher Company Financial Services and securities broker Steve Jeffrey Cummings (CRD#: 2274017, Fort Deposit, Alabama). Evidently, four clients filed disputes about Cummings alleging sales practice violations on alternative investments. Read on to […]

Did You Suffer Losses By Investing In FS Global Credit Opportunities Fund (FSGCO)? The investment loss recovery lawyers at Soreide Law Group are reviewing potential investor claims against financial advisors and securities brokers who possibly made unsuitable or misrepresented recommendations and sales of FS Global Credit Opportunities Fund (FSGCO). Here's more on the investment and […]

Clients Of Axiom Capital Management File Disputes About Securities Broker Jennifer Ling The Financial Industry Regulatory Authority (FINRA) BrokerCheck contains recent disclosures regarding securities broker Jennifer Ling (CRD#: 3277203, New York, New York). Specifically, Ling, who worked for Axiom Capital Management between May 2015 and July 2017, faces investor disputes. Here's a closer look at […]

Dawson James Securities Clients File Disputes About Securities Broker Douglas Armstrong Soreide Law Group has important information to share with you regarding Robert Douglas Armstrong (CRD#: 5236735, Boca Raton, Florida). Namely, Armstrong, who became a Dawson James Securities Inc. employee in August 2012, is involved in eight investor disputes. Here's more on the disclosures and […]

Cetera Advisors Clients Take Issue With Securities Broker Dan McPherson's Sales Practices Important information is reported on Financial Industry Regulatory Authority (FINRA) as it relates to securities broker Daniel George McPherson ("Dan McPherson") (CRD#: 4964802, Idaho Falls, Idaho). Specifically, three investors filed disputes about the securities broker, who worked for Cetera Advisors LLC (2012 to […]

Securities Broker Andrew LeBlanc Sanctioned, Faces Merrill Lynch Client Complaints Soreide Law Group comes to you with important investor information regarding securities broker Andrew Joseph LeBlanc II (CRD#: 2607117, Saddle Brook, New Jersey). Notably, LeBlanc received sanctions from Financial Industry Regulatory Authority (FINRA) to resolve allegations of his participation in private securities transactions. The state […]