Investors apparently complained about securities broker Kenneth David Kohn (also known as Ken Kohn) [CRD: 1575332, Melville, New York], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kenneth Kohn has been registered as a securities broker with Equitable Advisors LLC since June 1, 2005, and as a financial advisor with Equitable Advisors LLC since September 12, 2007. Keep reading to find out more about the disclosures involving Kenneth Kohn.
Equitable Advisors Investor Accused Ken Kohn Of Unsuitable Recommendations And Misrepresentation
Notably, on March 4, 2026, an Equitable Advisors LLC client filed a written complaint about Kenneth Kohn. Mainly, the client alleged that Kohn made unsuitable recommendations and misrepresentations in connection with purchases of real estate securities in 2017 and 2019. Because of this, the client allegedly sustained damages. Therefore, the client requested more than $5,000 in compensation from Equitable Advisors LLC or Kohn. BrokerCheck indicates that this complaint is awaiting a resolution.
Kenneth Kohn Disclosed Sales Practice Violation Allegations By AXA Advisors Client
Specifically, a client of AXA Advisors LLC contested Kenneth Kohn’s sales practices, according to a complaint dated March 13, 2019. Allegedly, Kohn made unsuitable recommendations by selling a variable life insurance policy that the client claimed was not appropriate for her financial situation. It appears that Kohn allegedly caused the client to sustain damages. As a result, the client sought compensation from AXA Advisors LLC or Kohn in this matter. The complaint was later denied.
Mony Securities Corporation Investor Accused Ken Kohn Of Unauthorized Trading
Also, a MONY Securities Corporation client filed NASD Arbitration No. 06-04826 about Kenneth Kohn. Primarily, the client alleged that Kohn made unsuitable recommendations by selling high-risk investments that allegedly conflicted with the client’s objective of preserving principal. The client also alleged that Kohn purchased higher-commission Class B mutual fund shares instead of Class A shares without the client’s knowledge or consent. For this reason, the client allegedly sustained damages. Consequently, on July 26, 2007, MONY Securities Corporation settled this matter by paying the client $32,000.
Did You Sustain Losses Because Of Financial Advisor / Securities Broker Kenneth Kohn?
Do you have questions or concerns regarding investments you made with Kenneth Kohn? If so, reach out to Soreide Law Group online or at (888) 760-6552 and speak to a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the country. Also, our securities lawyers handle cases on a contingency fee arrangement and advance all costs. Kohn and brokerage firms Kohn worked for deny allegations of sales practice violations.
