Broker Andy Scheirer Focus Of Disputes About Alternative Investments The investment loss recovery team at Soreide Law Group provides you with this Investor Alert update regarding securities broker Andrew Raymond Scheirer II who also goes by the name Andy Haas (CRD#: 4256666, Lake Mary, Florida). Evidently, five investors filed disputes to challenge the sales practices […]

Geneos Broker Joe Sturniolo Possibly Caused Investor Losses Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck report for Geneos Wealth Management securities broker Joseph “Joe” Sylvester Sturniolo (CRD#: 1094557, Denver, Colorado) contains alarming information from clients of Geneos and First Allied Securities. Evidently, Sturniolo has worked for Geneos Wealth Management since 2006 in Denver, […]

Investors Dispute Arni Diamond's Alternative Investment Sales Soreide Law Group provides you with this Investor Alert in regard to securities broker Arni Jay Diamond (CRD#: 2667392, Jacksonville, Florida). As reported on FINRA BrokerCheck, eight or more investors disputed Diamond’s sales practices. Just on October 15, 2020, Dempsey Lord Smith permitted Diamond to resign amid allegations […]

Concorde Broker Joseph Michaletz Involved In Investor Disputes About Alternative Investments Including GPB Soreide Law Group is reviewing possible investor claims against securities broker Joseph Gerard Michaletz (CRD#: 1327534, Mankota, MN). Notably, nine clients have brought disputes or lawsuits in regard to the securities broker, who worked for firms Concorde Investment Services and DAI Securities. […]

Broker Clement Chichester Targeted In Disputes About Alternative Investments The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of misconduct by securities broker Clement Chichester (CRD#: 1255275, Westlake Village, California). It appears that three or more investors complained about Chichester, who worked for Western International Securities from 2012 to 2017 when the firm disaffiliated with […]

Investacorp's Frank Richardson Supposedly Sold Bad Alternative Investments Soreide Law Group provides you this investor alert update in regard to securities broker William Franklin “Frank” Richardson Jr. (CRD#: 721293, Houston, Texas). Particularly, there are at least six investors who have challenged Richardson’s sales practices. It appears from these disputes that Richardson might have caused clients […]

Investors Indicate Alternative Investments Misrepresented Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of sales practice violations by securities broker Ray Gene Reese (CRD#: 1694620, Farmington, Missouri). Namely, five or more investors brought investment disputes to recover losses supposedly caused by Reese, who has worked for Money Concepts Capital Corp since 1997. Here’s more on […]

Broker Larry Labine Targeted In Investor Lawsuits Soreide Law Group is examining possible investor lawsuits to be brought against securities broker Lawrence “Larry” Michael Labine (CRD#: 1279935, Scottsdale, Arizona). Notably, clients of Labine at Newbridge Securities Corporation challenged his sales practices. Supposedly, Labine caused them to experience losses. Let’s take a closer look at some […]

Title goes here Financial Industry Regulatory Authority BrokerCheck contains a number of alarming concerns surrounding the sales practices of financial advisor Kirk Badii (CRD#: 5829768, Los Angeles, California). In summary, five investors brought lawsuits or complaints about the broker, who worked for Cantella (2018 to 2020), Raymond James (2018) and UBS Financial Services (2012 to […]