Investors potentially incurred losses because of securities broker Curtis Jerome Sathre III [CRD: 2459115, Oceanside, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Sathre worked for JRL Capital Corporation from June 10, 2011, to May 3, 2023; Great Point Capital LLC from May 9, 2023, to March 26, 2026; and JRL Capital Advisors LLC from July 13, 2011, to January 27, 2025. He has been registered with Quincy Wells Capital LLC since March 26, 2026, and with Quincy Wells Advisors LLC since March 27, 2026. Keep reading to learn more about the disclosures involving Sathre.
JRL Capital Corporation Investor Accused Sathre III Of Misrepresentation And Breach Of Fiduciary Duty
Particularly, on March 20, 2026, a JRL Capital Corporation client filed FINRA Arbitration No. 26-00492 about Curtis Sathre III. Mainly, the client alleged that Sathre made unsuitable recommendations, failed to perform due diligence, made omissions, made misrepresentations, violated FINRA rules, violated federal securities laws, violated state securities laws, breached his fiduciary duty, breached a contract, and was negligent in connection with an investment strategy. Because of this, the client allegedly experienced damages on stocks and corporate bonds. As a result, the client requested $754,000 in compensation from JRL Capital Corporation or Sathre. BrokerCheck shows that this arbitration is awaiting a resolution.
Curtis Sathre III Disclosed Failure To Supervise Allegations By WFP Securities Client
Also, a client of WFP Securities contested Curtis Sathre III’s sales practices, according to a complaint dated March 29, 2010. Allegedly, Sathre failed to supervise certain representatives, was negligent, and breached duties in connection with the client account. It appears that Sathre allegedly caused the client to experience damages connected to direct investments. Consequently, the client sought compensation from WFP Securities or Sathre in the amount of $150,000 in this matter. However, this complaint closed without a resolution.
WFP Securities Investor Accused Sathre III Of Unsuitable Recommendations
Specifically, a WFP Securities client filed FINRA Arbitration No. 10-00507 about Curtis Sathre III. Primarily, the client alleged that Sathre made unsuitable recommendations involving direct investments, including participation programs that later entered receivership and became the subject of SEC charges. For this reason, the client allegedly sustained damages linked to direct investments. Therefore, on September 29, 2010, WFP Securities settled this matter by paying the client $30,010.
Curtis Sathre III Disclosed Negligence And Breach Of Contract Allegations By WFP Securities Client
Additionally, a client of WFP Securities contested Curtis Sathre III’s sales practices by filing FINRA Arbitration No. 09-05700. Allegedly, Sathre made unsuitable recommendations, breached a contract, breached his fiduciary duty, was negligent, and made misrepresentations in connection with direct investments, including partnership interests tied to raw land investments. It appears that Sathre allegedly caused the client to sustain damages. As a result, WFP Securities agreed to settle the matter on April 4, 2011, by compensating the client in the amount of $500,000.
Have You Made Investments Through Securities Broker / Financial Advisor Sathre III?
Did you experience losses because of Curtis Sathre III? Get in touch with Soreide Law Group at (888) 760-6552 or online and speak to a securities attorney regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of clients throughout the United States. Also, our securities lawyers work on a contingency fee basis and advance all costs. Sathre and brokerage firms Sathre worked for deny allegations of sales practice violations.
