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February 18, 2024
Bernard Jasmin Involved In Investor Disputes Alleging Churning

Some investors have potentially experienced damages because of securities broker Bernard Francis Jasmin, also known as Berny Francis, Bernard Jasmin, and Berny Jazz [CRD: 4442394, New York, New York], according to Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Jasmin worked for PHX Financial Inc. in New York, NY, from October 26, 2020, to January 20, […]

February 18, 2024
Armando Roman Accused Of Unsuitable Recommendations By IFG Clients

Investors may have incurred losses due to the actions of Armando G. Roman [CRD: 4414526, Scottsdale, Arizona], according to customer dispute disclosures found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Roman worked for Independent Financial Group LLC from July 26, 2006, to July 1, 2021. For further details on Roman's disclosures, continue reading below. […]

February 16, 2024
Phillip Attebery Involved In Creative Planning Client Disputes

Investors allegedly incurred losses due to financial advisor Phillip Attebery (also known as Phillip Attebery) [CRD: 4247195, Redmond, Oregon], based on information from SEC’s Investment Adviser Public Disclosure. Attebery has worked for Creative Planning in Redmond, Oregon, since June 1, 2016. To understand the nature of these disputes and allegations more clearly, continue reading. Creative […]

February 16, 2024
Vora Wealth Clients Accuse Dharmesh Vora Of Breach Of Fiduciary Duty

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Dharmesh Virendra Vora [CRD: 2629494, Flagstaff, Arizona]. Evidently, Vora has worked for Vora Wealth Management in Flagstaff, Arizona, since April 4, 2011. Read on to discover more about the disclosures involving Dharmesh Vora, including investor disputes alleging […]

February 5, 2024
Keith Kordich In Morgan Stanley Client Suitability Disputes

Soreide Law Group is evaluating potential claims for investors who've faced losses due to Keith Matthew Kordich [CRD: 2743797, Boca Raton, Florida]. Kordich has been associated with Ameriprise Financial Services LLC since January 2019, after his time with Morgan Stanley. Notably, the FINRA BrokerCheck report on Kordich reflects several client disputes, particularly involving claims of […]

February 2, 2024
Aegis Clients Dispute Broker Henry Liu

Soreide Law Group is looking into potential claims on behalf of investors who incurred losses due to Henry Jihua Liu [CRD: 2428803, Melville, New York]. Evidently, Liu joined Aegis Capital Corp in March 2011 as a securities broker and financial advisor. He has faced investor accusations such as unsuitable investment recommendations. For more detailed information […]

February 1, 2024
Investors Question Joseph Comiskey Jr's Securities Practices

FINRA BrokerCheck shows that investors filed disputes about Joseph Comiskey Jr. [CRD: 2760646, Ronkonkoma, New York]. His previous employers include Spartan Capital Securities LLC and K.C. Ward Financial. Notably, investor allegations against Comiskey include misrepresentation and breach of fiduciary duty. Below is an overview of the disclosures involving the securities broker. Misrepresentation And Breach Of […]

January 31, 2024
Jeremiah Roman In PFS Investor Disputes

FINRA BrokerCheck shows that PFS Investments Inc. clients disputed the sales practices of Jeremiah Roman [CRD: 6321876, Coral Springs, Florida]. Evidently, Roman worked for PFS Investments Inc. from June 27, 2014, to October 27, 2021. Below, investors can find more information about the disclosures concerning Jeremiah Roman's conduct. PFS Investments Inc. Client Alleged Breach Of […]

January 26, 2024
Christopher Kennedy In Western International Client Disputes

Soreide Law Group is looking into potential claims on behalf of investors who may have endured financial losses due to Christopher Booth Kennedy [CRD: 4498061, Woodland Hills, California]. Evidently, Kennedy worked for Western International Securities Inc. from December 2, 2019, to September 27, 2021. Investors can review the following disclosures about Kennedy’s conduct in the […]

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