Investors apparently complained about securities broker Stephen Pavey Meskan [CRD: 2001506, Chicago, Illinois], according to public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Stephen Meskan has been registered with Cabot Lodge Securities LLC since August 12, 2019, and CL Wealth Management LLC since August 29, 2019. Previously, he was registered with Purshe Kaplan […]

FINRA barred securities broker Kevin Christopher McCarthy [CRD: 1702715, Hialeah, Florida], and investors complained about him, based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McCarthy worked for Madison Avenue Securities LLC from December 4, 2007, to January 30, 2026. Investors are encouraged to continue reading to find out more about McCarthy’s […]

Investors apparently complained about securities broker Kirk Mitchell [CRD: 4590715, Seattle, Washington], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Balin worked for Householder Group Estate Retirement Specialists from December 11, 2013, to September 11, 2025, Gateway Wealth Partners LLC from September 8, 2025, to February 6, 2026, and has been […]

Investors potentially experienced sales practice violations by securities broker Patricia Walker Pick (also known as Patricia Ann Pick and Patricia Ann Walker) [CRD: 726788, Vienna, Virginia], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Patricia Pick worked for Hightower Securities LLC from January 30, 2015, to June 5, 2023. Read on […]

Investors may have suffered financial harm by securities broker Wen Che [CRD: 6911319, Irvine, California], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Che has worked for Emerson Equity LLC as a securities broker since May 7, 2019, and as a financial advisor since May 8, 2019. Che also worked for Independent Financial […]

Investors apparently complained about securities broker Michael David Kolacz (also known as Mike Kolacz) [CRD: 2566829, Rockwall, Texas], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kolacz has worked for Independent Financial Group LLC as both a broker and financial advisor since June 2023, and previously worked for International Assets Advisory LLC […]

Investors potentially experienced sales practice violations by securities broker Matthew Blaise White [CRD: 3039904, Baytown, Texas], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Matthew White worked for Avantax Investment Services Inc. from January 7, 2000, to September 8, 2025, and Avantax Advisory Services from July 20, 2000, to September 8, […]

Investors apparently complained about securities broker Dean Patrick McDermott [CRD: 1731834, Bethlehem, Pennsylvania], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McDermott has been associated with McDermott Investment Advisors LLC since September 24, 2004. He has also been with McDermott Investment Services LLC since May 19, 2011. Investors are encouraged to continue reading […]

Investors potentially experienced sales practice violations by securities broker Andrew Martz [CRD: 5118326, Southlake, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Andrew Martz worked for Western International Securities Inc. and Western International Securities from July 13, 2017, and July 14, 2017, respectively, through June 5, 2025, and has been registered with […]