Investors potentially experienced sales practice violations due to securities broker Timothy Eugene Brown (also known as Tim Brown) [CRD: 1663519, Winneconne, Wisconsin], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Brown worked for Emerson Equity LLC in Encinitas, California, from August 31, 2016, to July 1, 2024, and is currently registered […]

Investors reportedly complained about securities broker Robert Edward Ainbinder Jr. [CRD: 2389470, Boca Raton, Florida], based on disclosures on FINRA BrokerCheck. Evidently, Ainbinder worked for WestPark Capital Inc. from November 4, 2022, to January 11, 2023; Univest Securities LLC from June 22, 2020, to January 25, 2021; and WestPark Capital Inc. again from November 6, […]

Investors potentially experienced sales practice violations due to securities broker Mark John Williams [CRD: 4061842, Carmel, California], based on disclosures on FINRA BrokerCheck. Williams worked for Kingswood Capital Partners LLC from November 9, 2021, to October 30, 2024, Forta Financial Group Inc. from March 12, 2021, to December 9, 2021, and Centaurus Financial Inc. from […]

Investors apparently complained about securities broker Alain Alberto Ohayon (also known as Allen Alberto Ohayon) [CRD: 1180975, Melville, New York], based on publicly available information FINRA BrokerCheck. Evidently, Ohayon has been registered with Aegis Capital Corp. since September 17, 2013. Read on to discover more about the disclosures involving this broker. Aegis Capital Corp. Investor […]

Investors apparently complained about securities broker Joseph Michael Cason (also known as Joey Cason) [CRD: 2455720, Brunswick, Georgia], based on disclosures on FINRA BrokerCheck. Evidently, Cason has been registered with Osaic Wealth Inc. since August 23, 2024, and previously worked at Triad Advisors LLC in Brunswick, Georgia, from March 9, 2016, to August 23, 2024. […]

Investors potentially experienced sales practice violations due to securities broker David John Taddeo [CRD: 1163829, La Mesa, California], based on public information on FINRA BrokerCheck. Evidently, Taddeo worked for LPL Financial LLC from September 26, 2000, to March 8, 2024. Read on to discover more about the disclosures involving this securities broker. LPL Financial LLC […]

SEC sanctioned securities broker Tony Barouti (also known as Ahmad Agha Barouti) [CRD: 3031995, Los Angeles, California], and investors complained about him, based on publicly available information Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Barouti has been registered with Emerson Equity LLC since June 13, 2017. Read below to find out more about the disclosures […]

Investors apparently complained about securities broker Adam Michael Chustz [CRD: 4129813, Paducah, Kentucky], based on disclosures on FINRA BrokerCheck. Evidently, Chustz worked for Edward Jones in Paducah, Kentucky, from March 28, 2000, to February 9, 2018, and has been registered with Stifel Nicolaus since February 13, 2018, in Paducah, Kentucky, and St. Louis, Missouri. Read […]

Soreide Law Group is reviewing potential investor claims involving possible misconduct by securities brokers and financial advisors. One investment drawing scrutiny is Wolf Run, a Delaware Statutory Trust, which was marketed to investors nationwide. Information has surfaced suggesting that this product may not have been appropriate for many individuals, and that investors should be aware […]