John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Investors potentially experienced sales practice violations due to securities broker Dustin Johnson Javier [CRD: 6025214, Bartlett, Illinois], according to publicly available information on FINRA BrokerCheck. Evidently, Javier worked for Ausdal Financial Partners Inc. from May 20, 2016, to December 31, 2021. Read below for details about Javier’s disclosures.
Particularly, on August 13, 2025, an Ausdal Financial Partners Inc. client filed FINRA Arbitration No. 25-01673 about Dustin Javier. Mainly, the client alleged that Javier breached his fiduciary duty, was negligent, made negligent misrepresentations, breached a contract, failed to supervise, and violated Regulation Best Interest. Because of this, the client allegedly sustained damages relating to GWG L-Bonds. As a result, the client requested $30,000 in compensation from Ausdal Financial Partners Inc. or Javier. It appears that this arbitration is pending a resolution.
Specifically, a client of Purshe Kaplan Sterling Investments disputed Dustin Javier’s sales practices by filing FINRA Arbitration No. 23-03495. Allegedly, Javier made unsuitable recommendations concerning investments in Northstar Healthcare real estate investment trusts. It appears that Javier caused the client to sustain damages. Consequently, Purshe Kaplan Sterling Investments opted to settle the matter on April 15, 2024, by compensating the client in the amount of $6,750.
Are you concerned regarding investments you made with Dustin Javier? You should contact Soreide Law Group at (888) 760-6552 or online and consult with a securities lawyer about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee arrangement and advances all costs. Javier and brokerage firms Javier worked for deny accusations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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