Investors apparently complained about securities broker Alain Alberto Ohayon (also known as Allen Alberto Ohayon) [CRD: 1180975, Melville, New York], based on publicly available information FINRA BrokerCheck. Evidently, Ohayon has been registered with Aegis Capital Corp. since September 17, 2013. Read on to discover more about the disclosures involving this broker. Aegis Capital Corp. Investor […]

Investors apparently complained about securities broker Joseph Michael Cason (also known as Joey Cason) [CRD: 2455720, Brunswick, Georgia], based on disclosures on FINRA BrokerCheck. Evidently, Cason has been registered with Osaic Wealth Inc. since August 23, 2024, and previously worked at Triad Advisors LLC in Brunswick, Georgia, from March 9, 2016, to August 23, 2024. […]

Investors potentially experienced sales practice violations due to securities broker David John Taddeo [CRD: 1163829, La Mesa, California], based on public information on FINRA BrokerCheck. Evidently, Taddeo worked for LPL Financial LLC from September 26, 2000, to March 8, 2024. Read on to discover more about the disclosures involving this securities broker. LPL Financial LLC […]

SEC sanctioned securities broker Tony Barouti (also known as Ahmad Agha Barouti) [CRD: 3031995, Los Angeles, California], and investors complained about him, based on publicly available information Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Barouti has been registered with Emerson Equity LLC since June 13, 2017. Read below to find out more about the disclosures […]

Investors apparently complained about securities broker Adam Michael Chustz [CRD: 4129813, Paducah, Kentucky], based on disclosures on FINRA BrokerCheck. Evidently, Chustz worked for Edward Jones in Paducah, Kentucky, from March 28, 2000, to February 9, 2018, and has been registered with Stifel Nicolaus since February 13, 2018, in Paducah, Kentucky, and St. Louis, Missouri. Read […]

Soreide Law Group is reviewing potential investor claims involving possible misconduct by securities brokers and financial advisors. One investment drawing scrutiny is Wolf Run, a Delaware Statutory Trust, which was marketed to investors nationwide. Information has surfaced suggesting that this product may not have been appropriate for many individuals, and that investors should be aware […]

Soreide Law Group is reviewing potential claims from investors who may have been harmed by the way securities brokers and financial advisors marketed and sold certain investment products. One investment drawing attention is WALK DST, a Delaware Statutory Trust offered to investors nationwide. Concerns have surfaced that raise important questions about this investment’s risks and […]

Soreide Law Group is reviewing potential investor claims tied to possible sales practice violations by securities brokers and financial advisors. One of the products under review is VINTAGE DST, a Delaware Statutory Trust connected to real estate investments. This offering has drawn attention because of serious concerns investors should be aware of. The following overview […]

Soreide Law Group is investigating potential investor claims related to the sales practices of securities brokers and financial advisors. One focus of these inquiries is Versity Income Property Notes LLC, a private placement investment marketed to individuals seeking income opportunities. Recent reports suggest troubling developments, including missed payments and communication lapses from the issuer. Investors […]