Investors might have sustained losses because of securities broker Kasey Luv Davis (also known as Kasey Luv Hopps) [CRD: 2353615, Belton, Texas], according to publicly available information reported on FINRA BrokerCheck. Davis has worked with Centaurus Financial Inc. in Belton, Texas since April 26, 2013, as an investment adviser and since June 5, 2013, as […]

Investors may have incurred losses because of securities broker Jacque Paul Kuchta [CRD: 1819415, New Orleans, Louisiana], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kuchta has been employed by UBS Financial Services Inc. from January 18, 2012, to the present. Keep reading to understand more about the disclosures involving Jacque Kuchta and […]

Investors may have incurred losses due to securities broker Arthur Dale Stevens [CRD: 2891757, Cadillac, Michigan], according to publicly available information reported on FINRA BrokerCheck. Arthur Stevens has worked with Packerland Brokerage Services Inc. since September 1, 2017. Below, individuals can find out more Stevens’ disclosures and allegations that have been filed against him. Packerland […]

Investors might have sustained losses due to securities broker Henry Paul Jakobsze [CRD: 2792685, Oakbrook Terrace, Illinois], according to publicly available information reported on FINRA BrokerCheck. Henry Jakobsze has worked for UBS Financial Services Inc. since October 4, 1996, as a broker and since November 6, 1997, as an investment adviser. See the following information […]

Investors might have sustained losses due to securities broker Benjamin Melvin Schick [CRD: 4897243, Lake Mary, Florida], according to publicly available information reported on FINRA BrokerCheck. Schick has worked with Cobalt Capital Inc. since December 6, 2005, where he continues to work today. Read on to learn more about a pending investor dispute and the […]

One or more investors might have sustained losses due to securities broker Zachary Duvall Anderson [CRD: 3247098, Birmingham, Michigan], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Zachary Anderson has worked with UBS Financial Services Inc. since February 9, 2007, where he serves both as a broker and investment adviser at the firm’s […]

Investors may have incurred losses due to securities broker Marcial A. Vargas [CRD: 5953263, Redwood City, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Marcial Vargas worked for Wells Fargo Clearing Services LLC from August 15, 2014, to June 30, 2022, and has worked with Ameriprise Financial Services LLC in Redwood City […]

Investors potentially experienced sales practice violations due to securities broker Wilson Kwok [CRD: 5083791, South San Francisco, California], based on publicly available information reported on FINRA BrokerCheck. Wilson Kwok has worked with Wells Fargo Clearing Services LLC since January 3, 2011, and with Wells Fargo Advisors since August 9, 2013. Read on to find out […]

Investors supposedly complained about securities broker Debra Jo Schleining (also known as Deb Hinton, Debra Jo Hinton, Deb Schleining, Debbie Schleining, and Debbie Turner) [CRD: 2768752, Omaha, Nebraska], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Schleining has worked with McDermott Investment Services LLC in Omaha, Nebraska, since May 14, 2015. Evidently, Schleining […]