Investors reportedly complained about securities broker William David Olinger II (also known as Bill Olinger) [CRD: 352019, Gainesville, Florida], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Olinger worked for Valmark Securities Inc. from August 18, 2000 to February 28, 2025. Read below to discover more about Olinger’s disclosures […]

One or more investors possibly experienced losses because of securities broker Andrew Thomas Sinsigalli (also known as Andy Sinsigalli) [CRD: 2178808, San Jose, California], according to disclosures on FINRA BrokerCheck. Evidently, Sinsigalli has worked for Merrill Lynch since December 17, 2010, as a broker and since February 15, 2011, as an investment adviser. Read below […]

Investors apparently complained about securities broker Sanford Allen Schmidt (also known as Sandy Schmidt) [CRD: 1163559, Deerfield, Illinois], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Schmidt has been employed with Catalyst Wealth Management since November 30, 2016, and The Leaders Group Inc. since April 13, 2023, with previous associations […]

Investors potentially experienced sales practice violations due to securities broker Rodger Anthony McAlister [CRD: 2676623, Louisville, Kentucky], according to disclosures on FINRA BrokerCheck. Evidently, McAlister has worked for Money Concepts Capital Corp since December 12, 2005, and for Money Concepts Advisory Service since March 12, 2007. Read below to learn more about McAlister’s disclosures and […]

Investors reportedly complained about securities broker Lawrence Joshua Nagel [CRD: 3040736, Louisville, Kentucky], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Nagel has worked for Merrill Lynch since October 23, 2009. Read below to discover more about the disclosures involving Nagel and what they may mean for investors. Merrill Lynch […]

Investors apparently complained about securities broker Randall Earl McGill [CRD: 1309727, Homer Glen, Illinois], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, McGill has worked for Ausdal Financial Partners Inc. since June 9, 2015, and was also registered as an investment adviser with the same firm in Davenport, Iowa, […]

Investors potentially experienced sales practice violations due to securities broker Stanley Morrison Cooper (also known as Stan Cooper) [CRD: 1667427, Fresno, California], according to disclosures on FINRA BrokerCheck. Evidently, Stanley Cooper worked for RBC Capital Markets LLC from June 30, 2003, to January 18, 2023. Keep reading to learn more about Stanley Cooper’s disclosures. RBC […]

Investors potentially experienced sales practice violations due to securities broker Fera Shivaee (also known as Fereshteh Fera, Fereshteh Nahavandi, and Fereshteh Shivaee) [CRD: 2271590, Laguna Niguel, California], according to disclosures on FINRA BrokerCheck. Shivaee has worked for Centaurus Financial Inc. since November 25, 1997, as a broker and since December 31, 1997, as an investment […]

Investors potentially experienced sales practice violations due to securities broker James Robert Ptacek Jr. (also known as Jim Ptacek) [CRD: 1959049, Willoughby Hills, Ohio], according to public information found on FINRA BrokerCheck. Evidently, Ptacek worked for LPL Financial LLC from February 14, 2018, to November 14, 2024. Supposedly, the firm discharged him for not reporting […]