Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Billy James Aycock (CRD#: 4069907, Overland Park, Kansas). Aycock has worked in the securities industry for over 23 years, registering with 11 firms throughout his career. He is currently registered with Cabin Securities Inc. and Cabin Advisors LLC since December 13, 2023. Prior to […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Jason Lowther (also known as Jason Smith) [CRD#: 2606268, Ann Arbor, Michigan]. Jason Lowther has over 27 years of experience in the securities industry and is currently employed by Concorde Investment Services, LLC, where he has worked since September 2021. He previously worked for […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Adam Ryan Jacobs [CRD: 4990788, Beachwood, Ohio]. Adam Jacobs has been employed with Oppenheimer & Co. Inc. since January 23, 2009. He has spent over 15 years with the firm and currently serves as a financial advisor in its Beachwood, Ohio branch. Recent disclosures […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Brittani Corren Schaefer (also known as Brittani Corren Cooper) [CRD#: 6327801, St. Louis, Missouri]. Brittani Schaefer worked for Edward Jones from June 24, 2014, to September 15, 2020, and later joined Arete Wealth Management, LLC, on September 11, 2020, where she remained until May […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Rene Javier Castro [CRD: 2559410, Chicago, Illinois]. Rene Javier Castro worked for Center Street Securities, Inc. from April 2014 to October 2019 and later joined Great Point Capital LLC in November 2019, where he remains registered. Recent disclosures reveal concerns about Castro’s conduct, including […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker William Charles Burks II (also known as Bill Burks) [CRD: 2944992, Flower Mound, Texas]. William Burks has been registered with Centaurus Financial, Inc. since 2000 and has amassed over 27 years of experience in the securities industry. Recent disclosures reveal concerns about Burks’ conduct, […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Michael Gregory Culwell (also known as Mike Culwell) [CRD#: 5989109, Irvine, California]. Michael Culwell is currently registered with Emerson Equity LLC since November 8, 2013, and has 13 years of experience in the securities industry. Michael Culwell’s employment history includes working for ARI Financial […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Brian Jensen Nelson [CRD#: 5065593, Mission Viejo, California]. Nelson is registered with Emerson Equity LLC and has worked there since December 2, 2013. His professional history spans seven firms over 18 years. Recent disclosures reveal concerns about Nelson’s conduct, including multiple pending arbitration claims […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Kyle William Chapman [CRD: 6303483, Henderson, Nevada]. Kyle Chapman worked for American Trust Investment Services from November 2020 to July 2022 and WestPark Capital, Inc. from August 2018 to October 2020. Recent disclosures reveal concerns about Chapman’s conduct, including allegations of unsuitable investment recommendations […]