Soreide Law Group is investigating possible investor claims against securities broker Yousuf Saljooki AKA Joe Saljooki and Joseph Saljooki [CRD#: 5045123, Melville, NY]. Evidently, FINRA sanctioned the securities broker, who worked for SW Financial. Allegedly, Saljooki failed to comply with an arbitration award or settlement agreement. Here is a brief summary FINRA’s allegations against Saljooki. […]

Soreide Law Group is investigating possible investor claims against securities broker Murray Petersen AKA Todd Petersen [CRD#: 1311730, Roseville, CA]. Notably, FINRA sanctioned the securities broker, who worked for WFG Investments and SCF Securities. Allegedly, Petersen engaged in an undisclosed outside business activity and engaged in a private securities transaction. Here is a brief summary […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Michael Pellegrino AKA Michael August Pellegrino [CRD#: 5900843, Oakbrook Terrace, IL]. However, Pellegrino denies the allegations. Read on to learn more about the allegations against Pellegrino. FINRA Sanctions Taylor Capital Management Inc. Securities Broker For Failure To Comply Evidently, on May 27, 2022, […]

Investors have come forward with complaints about securities broker John Mateyko AKA John R. Mateyko [CRD#: 3275621, Rolling Meadows, IL]. Evidently, the securities broker, who worked for World Equity Group, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, World Equity Group clients allege that Mateyko made unsuitable transactions, made misrepresentations, and failed […]

Investors have come forward with complaints about securities broker Daniel Lerner AKA Daniel Todd Lerner [CRD#: 1255769, White Plains, NY]. Evidently, the securities broker, who worked for David Lerner Associates, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, David Lerner Associates clients allege that Lerner made unsuitable transactions, made misrepresentations and omissions, […]

Soreide Law Group is investigating possible investor claims against securities broker Mark Kemp AKA Mark Alan Kemp [CRD#: 2057200, Corpus Christi, TX]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for McNally Financial Services Corp. Evidently, investors allege sales practice violations in these […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker David Karandos AKA David Karandos [CRD#: 1934119, Indianapolis, IN]. Evidently, investors disputed the sales practices of the securities broker, who worked for Dinosaur Financial Group. Additionally, the securities broker discloses a regulatory enforcement action. However, Karandos denies the allegations of sales practice violations. […]

Investors have come forward with complaints about securities broker Steven Greer AKA Andrew Greer [CRD#: 5976309, Charlotte, NC]. Evidently, the securities broker, who worked for GF Investment Services, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, GF Investment Services clients allege that Greer violated securities laws, breached a fiduciary duty, acted unethically, […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Albert Foronda AKA Albert Foronda [CRD#: 5737620, New York, NY]. Evidently, investors disputed the sales practices of the securities broker, who worked for Worden Capital Management. Additionally, the securities broker discloses a regulatory enforcement action. However, Foronda denies the allegations of sales practice […]