Soreide Law Group is investigating possible investor claims against securities broker Alan Duane Douglass, AKA Roof Douglass [CRD#: 1619835, Clearwater, Florida]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Securities America and Investacorp. Evidently, one or more clients allege sales practice violations in these disputes, including […]

Investors have come forward with complaints about securities broker Mark John Williams [CRD#: 4061842, Carmel, California]. Evidently, the securities broker, who worked for Centaurus Financial, Cetera Financial Group, and JP Turner Company, discloses investor disputes on FINRA BrokerCheck. Evidently, clients allege that Williams made unsuitable transactions and misrepresentations. For more on these disclosures about Williams, […]

Soreide Law Group is investigating possible investor claims against securities broker Dana H. Davis [CRD#: 1707708, Boca Raton, Florida]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Newbridge Securities Corporation, First Montauk Securities Corporation, and Gilford Securities. Evidently, one or more clients allege sales practice violations […]

Soreide Law Group is investigating possible investor claims against securities broker Christopher Lee Hibbard, AKA Chris Hibbard [CRD#: 3176484, Louisville, Kentucky]. Evidently, the Securities and Exchange Commission (SEC) sanctioned the securities broker, who worked for firms including Morgan Keegan Company and Merrill Lynch Pierce Fenner Smith. Notably, Hibbard pled guilty to criminal conduct. Here is […]

Soreide Law Group is investigating possible investor claims against securities broker Eric Edward Nicolassy [CRD#: 6244539, Red Bank, New Jersey]. Evidently, FINRA sanctioned the securities broker, who worked for Woodstock Financial Group. Notably, FINRA's accusations against the securities broker include excessive and unsuitable trading. Also, an investor filed a dispute about him. Here's more about […]

FINRA BrokerCheck contains allegations of sales practice violations by securities broker Harpreet Singh Mangat [CRD#: 4442530, Princeton, New Jersey]. Evidently, clients disputed the sales practices of the securities broker, who worked for Ameriprise Financial Services. However, Mangat denies the allegations. Read on to learn more. Ameriprise Financial Services Client Accuses Harpreet Mangat Of Breach Of […]

Investors have come forward with complaints about securities broker Hillary Wertlieb [CRD#: 2239224, Lynbrook, New York]. Evidently, the securities broker, who worked for Cetera Advisors and Investors Capital Corp, discloses investor disputes on FINRA BrokerCheck. Specifically, one or more investors allege breach of fiduciary duty, negligence, and breach of contract. For more on these disclosures […]

The Financial Industry Regulatory Authority (FINRA) contains important investment information concerning securities broker Jeffrey Lewis Eglow (CRD#: 1299960, Boca Raton, Florida). It appears that Eglow worked for securities firms Wells Fargo Advisors (2012 to 2015 as a broker and financial advisor), SunTrust Investment Services (2015 to 2017 as a broker and financial advisor), Newbridge Securities […]

Investors File Disputes Concerning Securities Broker Debra Bourne (First Standard Financial, National Securities Corp) Soreide Law Group comes to you with an update concerning securities broker Debra Collura Bourne aka Debra Ann Bourne (CRD#: 1352344, Red Bank, New Jersey). Evidently, Bourne worked for Oppenheimer Co. Inc. (2008 to 2014), National Securities Corporation (2014 to 2016), […]