Soreide Law Group is investigating possible investor claims against securities broker Eric Edward Nicolassy [CRD#: 6244539, Red Bank, New Jersey]. Evidently, FINRA sanctioned the securities broker, who worked for Woodstock Financial Group. Notably, FINRA's accusations against the securities broker include excessive and unsuitable trading. Also, an investor filed a dispute about him. Here's more about […]

FINRA BrokerCheck contains allegations of sales practice violations by securities broker Harpreet Singh Mangat [CRD#: 4442530, Princeton, New Jersey]. Evidently, clients disputed the sales practices of the securities broker, who worked for Ameriprise Financial Services. However, Mangat denies the allegations. Read on to learn more. Ameriprise Financial Services Client Accuses Harpreet Mangat Of Breach Of […]

Investors have come forward with complaints about securities broker Hillary Wertlieb [CRD#: 2239224, Lynbrook, New York]. Evidently, the securities broker, who worked for Cetera Advisors and Investors Capital Corp, discloses investor disputes on FINRA BrokerCheck. Specifically, one or more investors allege breach of fiduciary duty, negligence, and breach of contract. For more on these disclosures […]

The Financial Industry Regulatory Authority (FINRA) contains important investment information concerning securities broker Jeffrey Lewis Eglow (CRD#: 1299960, Boca Raton, Florida). It appears that Eglow worked for securities firms Wells Fargo Advisors (2012 to 2015 as a broker and financial advisor), SunTrust Investment Services (2015 to 2017 as a broker and financial advisor), Newbridge Securities […]

Investors File Disputes Concerning Securities Broker Debra Bourne (First Standard Financial, National Securities Corp) Soreide Law Group comes to you with an update concerning securities broker Debra Collura Bourne aka Debra Ann Bourne (CRD#: 1352344, Red Bank, New Jersey). Evidently, Bourne worked for Oppenheimer Co. Inc. (2008 to 2014), National Securities Corporation (2014 to 2016), […]

Wintrust Client Brings Investment Dispute About Broker Cataldo Panici Soreide Law Group discusses the FINRA BrokerCheck disclosures on securities broker Cataldo Panici “Carlo Panici” (CRD#: 2112617, Frankfort, Illinois). Evidently, Panici worked as a securities broker or financial advisor for Banc of America Investment Services. He then joined Wintrust Investments in 2009. For more information on […]

Investor Disputes Reported On BrokerCheck Record Of Michael Valdini (Worden Capital, J.D. Nicholas) Investment loss recovery counsel at Soreide Law Group provide you with new information on securities broker Michael Anthony Valdini (CRD#: 5599281, Mineola, New York), who discloses information about investor complaints on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Valdini worked […]

Broker Izzy Shefer (APW, Morgan Stanley) Involved In Investor Disputes FINRA BrokerCheck indicates that investors alleged sales practice violations involving securities broker Izhar Shefer “Izzy Shefer” (CRD#: 1759498, Aventura, Florida) and that those violations resulted in damages. Particularly, Shefer, who worked for securities firms Morgan Stanley (his employer from February 2011 to March 2017) and […]

Sandlapper Securities Broker Jack Bixler Involved In Investor Disputes Soreide Law Group comes to you with new information concerning Jack Charles Bixler (CRD#: 22331, Greenville, South Carolina). Particularly, Bixler, who worked for securities firm Sandlapper Securities LLC (his employer from 2006 to 2020), faces allegations of sales practice violations, including negligence, breach of fiduciary duty, […]