JP Morgan Clients Bring Disputes About Securities Broker Robert Klein FINRA BrokerCheck indicates investor disputes concerning securities broker Robert Owen Klein (CRD#: 1254422, Newport Beach, California). Evidently, Klein worked as a JP Morgan Securities broker from 1995 to 2019. Take a look at the following summary of the allegations against this securities broker. Also keep […]

Sandlapper's Trevor Gordon Is Barred By FINRA And Involved In Client Disputes FINRA BrokerCheck provides important information regarding Trevor Lee Gordon (CRD#: 2195122, Greenville, SC). Evidently, Gordon worked at Sandlapper Securities from 2006 to 2020. He faces allegations of unsuitable trading and breach of fiduciary duty as reported on BrokerCheck. Not only that, but FINRA […]

Clients Of Infinex Investments, Deutsche Bank Securities File Disputes About Broker Jorge Alfonso FINRA BrokerCheck indicates that investors alleged improper sales practices involving securities broker Jorge Luis Alfonso (CRD#: 4728979, Coral Gables, Florida) and that those violations resulted in damages. Evidently, Alfonso was a securities broker at Deutsche Bank Securities Inc. and Infinex Investments Inc. […]

Investors Bring Disputes About Securities Broker Danny Chancellor BrokerCheck contains important information regarding securities broker William Danny Chancellor “Danny Chancellor” (CRD#: 1277838, Ridgeland, Mississippi). It appears that the disclosures involving Chancellor concern his employment at Cambridge Investment Research (his employer from 2009 to 2012) and First Allied Securities Inc. (his employer from 2012 to 2017). […]

First Allied Securities Client Complains Of Alleged Unsuitable Recommendations By Broker Bob Weissbein Soreide Law Group provides you with new information in regard to securities broker Robert Steven Weissbein “Bob Weissbein” (CRD#: 1089065, Plantation, Florida). Evidently, Weissbein worked as a securities broker or financial advisor for Capital Guardian LLC, Capital Guardian Wealth Management LLC, First […]

Broker Bruce Ciallella Discloses Summit Brokerage Client Disputes Soreide Law Group comes to you with new information on FINRA BrokerCheck in regard to securities broker Bruce Anthony Ciallella (CRD#: 719050, Boca Raton, Florida). Evidently, Ciallella worked for securities brokers Merrill Lynch, Summit Brokerage Services (2005 to 2017), IFS Securities (2017 to 2019), and Cabot Lodge […]

Investment Suitability Dispute Concerns Securian Financial Services, Sheldon Bender The Financial Industry Regulatory Authority (FINRA) provides important information in regard to securities broker Sheldon Robert Bender “Shelly Bender” (CRD#: 1325415, Deerfield, Illinois). Evidently, Bender worked for Securian Financial Services (1988 to 2017). Here is a summary of the disclosures involving allegations of breach of fiduciary […]

Broker Joseph Andreoli Is Involved In Wells Fargo Client Dispute About Suitability FINRA provides important information concerning Joseph Marie Andreoli Jr. (CRD#: 1718688, Hackensack, New Jersey). It appears that the disclosures involving Andreoli concern his financial advisor or securities broker role at securities firms Wells Fargo Clearing Services (his employer from 2009 to 2019) and […]

Client Of IFG Files Dispute Involving Alternative Investments By Shim Plotkin Soreide Law Group is examining investor complaints concerning securities broker Shimshon Plotkin “Shim Plotkin” (CRD#: 2431863, Chevy Chase, Maryland), as disclosed on FINRA BrokerCheck. Evidently, Plotkin worked for Independent Financial Group LLC (2011 - present). Also, he worked for Pacific West Securities Inc. (2006 […]