The Soreide Law Group, (888) 760-6552 obtained the following summation of information from FINRA’s website, listed under “Disciplinary and Other FINRA Actions, July, 2014.” Angelo Barcelo III (CRD #4394074, St. Louis, Missouri) was barred by FINRA for allegedly converting funds from his firm. FINRA's findings stated that allegedly Barcelo created a fictitious account and subsequently […]

The Soreide Law Group, (888) 760-6552, based in Fort Lauderdale, Florida, has obtained the following summary of information from FINRA’s website, listed under “Disciplinary and Other FINRA Actions, July, 2014.” Oilda Caridad Hernandez (CRD #1076766, Miami, Florida) was barred by FINRA because she failed to appear for an FINRA requested investigation. FINRA stated that they […]

The Fort Lauderdale, Florida based Soreide Law Group, phone (888) 760-6552, has obtained the following summation of information from FINRA’s website, under “Disciplinary and Other FINRA Actions, May, 2014.” Matthew John Ortman (CRD #2734101, Jacksonville, Florida) was barred by FINRA. There was a FINRA investigation concerning the alleged falsification of records by Matthew Ortman and […]

Soreide Law Group, PLLC, (888) 760-6552, obtained he following information on FINRA’s website under “Disciplinary and Other FINRA Actions, September, 2013.” Matthew Francis Deline (CRD #4910379, Registered Representative, Encinitas, California) was barred from association with any FINRA member in any capacity. This sanction was based on FINRA's findings that Deline failed to appear and testify […]

Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, June, 2013.” Matthew Michael Van Schaik (CRD #4531203, Registered Representative, Beavercreek, Ohio) barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Van Schaik consented to […]

The following information appeared on FINRA’s website under “Disciplinary and Other FINRA Actions, June, 2013.” Jonathan Gordon Sorensen (CRD #5031354, Registered Representative, Maitland, Florida) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Sorensen consented to the described sanction and to the entry of findings that he […]

Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, found the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, March, 2013.” Joseph Kenneth Critelli (CRD #2707711, Registered Representative, Northport, New York) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Critelli consented to […]

Andrew Paul Arno (CRD #2643104, Registered Representative, West Melbourne, Florida) was named as a respondent in a FINRA complaint alleging that he misused customers’ funds by depositing them into a bank account that he controlled instead of investing them in IRAs as he had represented to the customers and their relatives. The complaint alleges that […]