FINRA Bars Charles Euler For Refusing To Testify Investor alert! Financial Industry Regulatory Authority (“FINRA”) BrokerCheck reports 8 disclosures on the record of financial advisor Charles J. Euler (CRD#: 202696, Radnor, Pennsylvania). Notably, the securities broker is highlighted in at least seven disputes alleging sales practice violations. On top of that, FINRA barred Euler because […]

Securities Broker Nick Son Allegedly Sold Or Recommended Unsuitable Investments To Aegis Clients According To Disputes Soreide Law Group provides you this investor alert in regard to securities broker Nick Son (CRD#: 1178523, New York, New York). Notably, the securities broker, who worked for National Securities Corporation and Aegis Capital Corp, is facing disputes from […]

Western International Terminates Broker Stu Godin For Borrowing The investment loss lawyers at Soreide Law Group provide you this investor alert in regard to securities broker Stuart M. Godin (CRD#: 223476, Los Angeles, California). Notably, Stu Godin worked for securities firms including RBC Capital Markets (2006 to 2016), Financial West Group (2016 to 2017) and […]

Broker Dennis Ayre Involved In Disputes Over Foresight Energy Investments Soreide Law Group is investigating possible investor claims to be brought against securities broker Dennis Ayre (CRD#: 5365176, Beverly Hills, California). Notably, seven investors have come forward to dispute the actions of Ayre, who worked for Merrill Lynch, Oppenheimer (2014 to 2017) and Hilltop Securities […]

Concorde Broker Robert Smith Allegedly Sold Bad GPB Investments Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker Robert Scott Smith (CRD#: 1412333, Newberg, Oregon). Evidently, Smith worked for securities firm Concorde Investment Services LLC from 2011 to 2020. Namely, clients indicate that Smith might have caused their […]

Investors Suggest Losses Caused By Rita Mansour The investment loss lawyers at Soreide Law Group are reviewing possible investor disputes against Rita Mansour (CRD#: 1968418, Toledo, Ohio). Namely, Mansour is a securities broker and financial advisor for McDonald Partners LLC. Evidently, four investors contend that their losses are attributable to Mansour’s sales practice violations. Here’s […]

Losses By Investing In Oaktree REIT? Soreide Law Group is reviewing potential complaints or lawsuits against financial advisors who might have recommended Oaktree Real Estate Investment Trust (Oaktree REIT). Notably, Oaktree REIT is a risky, non-traded real estate security which might be inappropriate for certain investors’ investment portfolios. Here’s more about the REIT and what […]

Opioid Manufacturer Mallinckrodt (MNK) Files For Bankruptcy Investor alert! Pharmaceutical company and opioid producer Mallinckrodt PLC (NYSE: MNK) has just filed for Chapter 11 bankruptcy protection. Soreide Law Group is reviewing possible claims against financial advisors and securities brokers who might have advised clients to purchase shares of Mallinckrodt. Here’s more on what led to […]

Did Your Broker, Advisor Recommend Direxion Daily Energy Bull 2X Shares (NYSEARCA: ERX)? Soreide Law Group is investigating potential investor claims of sales practice violations against financial advisors and securities brokers who recommended or sold Direxion Daily Energy Bull 2X Shares (NYSEARCA: ERX). Evidently, ERX is a leveraged equity fund issued by Direxion Funds. It […]