Clients Of Independent Financial Group And First Allied Securities Allege Damages By Broker Theodore Franse Soreide Law Group is examining investor complaints concerning securities broker Theodore Hendrickus Franse (CRD#: 1418012, Fair Oaks, California), as reported on FINRA BrokerCheck. It appears that the disclosures involving Franse concern his employment at securities firms Independent Financial Group (he […]

Broker Sean McElduff Faces Investor Disputes From Hennion Walsh Clients Soreide Law Group comes to you with new information relating to the FINRA BrokerCheck disclosures on securities broker Sean J. McElduff (CRD#: 5565355, Parsippany, New Jersey). It appears that the disclosures involving McElduff concern his employment at Hennion Walsh (2008 - present). McElduff also works […]

IAA, Chelsea Clients File Suitability Disputes Involving Broker Charles Bloom Soreide Law Group comes to you with new information relating to securities broker Charles Lewis Bloom (CRD#: 4144108, Royal Palm Beach, Florida). It appears that the disclosures involving Bloom concern his employment at securities firms IAA Financial LLC (his employer from 2014 to 2015), International […]

Securities Broker Charles Bonilla Allegedly Makes Unsuitable Recommendations To David Lerner Client FINRA provides important information on securities broker Charles Abad Santos Bonilla (CRD#: 2572107, Boca Raton, Florida). Evidently, Bonilla worked as a securities broker or financial advisor for Pruco Securities from May 2018 to February 2019. Also, he worked for David Lerner Associates Inc. […]

Securities Broker Brandon Stalcup Involved In Magann Capital Client's Dispute About Unsuitable, Unauthorized Transactions Soreide Law Group is reviewing BrokerCheck disclosures on Michael Brandon Stalcup (CRD#: 4024498, Little Rock, Arkansas). Namely, the broker discloses information about a possible regulatory action and an investor dispute. Evidently, Stalcup worked for MSI Financial Services (2008 to 2017). Also, […]

Cetera And Girard Clients File Suitability Disputes Involving Securities Broker Robert Wolfe Soreide Law Group provides this update on securities broker Robert Brian Wolfe (CRD#: 2268259, Fort Lauderdale, FL). Evidently, Wolfe worked as a securities broker or financial advisor at Girard Securities from 2009 to 2017, Cetera Advisor Networks from 2017 to 2020, Mercer Allied […]

Accelerated Capital Investor Disputes Reportedly Concern Broker Tim Thelen Soreide Law Group discusses important investor-related information regarding securities broker Thelen, also known as “Tim Thelen” (CRD#: 1924966, Middletown, New Jersey). It appears that Thelen worked as a securities broker for Berthel Fisher, Next Financial Group, Accelerated Capital Group, and Aeon Capital. One or more investors […]

Securities Broker Wil Rodriguez Involved In Wells Fargo Client's Dispute About Alleged Unauthorized Transactions Soreide Law Group comes to you with new information concerning Wells Fargo securities broker Rodriguez AKA “Wil Rodriquez” and “Wilfredo Rodriguez Jr.” (CRD# 2504369, Boca Raton, Florida). The Financial Industry Regulatory Authority (FINRA) BrokerCheck profile on Rodriguez shows that two investors […]

Investor Dispute Concerns Securities Broker Sandra White (Cetera Advisor Networks) Evidently, the Financial Industry Regulatory Authority (FINRA) contains important investor dispute disclosures and a regulatory action disclosure on the record of securities broker Sandra Lee White (CRD#: 805113, Houston, Texas). It appears that White worked for securities firms Hall Flake Associates and Cetera Advisor Networks […]